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Showing 192 to 201 of 269 search results for market abuse.

192. Market Abuse

     Behaviour such as insider dealing and market manipulation can amount to market abuse. Find out more about the safeguards firms must have in place.

193. FCA fines and restricts W H Ireland Limited for market abuse risks

     Press Releases

     Published: 23/02/2016

     Last modified: 23/02/2016

     or the full breadth of its market abuse risks, were set too narrowly to be effective and produced exceptions that were not reviewed in a timely and consistent manner. ... In addition, throughout this period, the FCA had also been communicating widely

194. Independence, confidence and fairness

     Speeches

     Published: 04/02/2016

     Last modified: 04/02/2016

     Speech by Tracey McDermott, Acting Chief Executive, FCA, delivered at Bloomberg, in the City of London, on 4 February 2016, London. This is the text of the speech as drafted, which may differ from the delivered version.

195. 2016 fines

     News stories

     Published: 02/01/2016

     Last modified: 17/12/2025

     Enforcement fines published in 2016.

196. Wholesale market policy – a year in review

     Speeches

     Published: 11/12/2015

     Last modified: 11/12/2015

     Speech by David Lawton, Director of Markets Policy and International, FCA, delivered at the ICI Global Trading and Market Structure Conference in London on 8 December 2015. This is the text of the speech as drafted, which may differ from the

197. Examining the future of anti-money laundering regulations

     Speeches

     Published: 08/12/2015

     Last modified: 16/08/2021

     Speech by Rob Gruppetta at the Accuity AML Risk Reduction and Compliance Europe Conference on 8 December 2015

198. FCA consults on Market Abuse Regulation policy proposals and Handbook changes

     Press Releases

     Published: 05/11/2015

     Last modified: 05/11/2015

     From this date the principal legal requirements relating to market abuse in the UK will be set out in the EU Market Abuse Regulation and its implementing measures. ... CP15/35: Policy proposals and Handbook changes related to the implementation of the

199. The Financial Conduct Authority (FCA) bans Kweku Mawuli Adoboli from the financial services industry

     Press Releases

     Published: 15/10/2015

     Last modified: 18/11/2021

     Following convictions on 20 November 2012 of two counts of fraud by abuse of position, the Financial Conduct Authority (FCA) has banned Kweku Mawuli Adoboli from performing any function in relation to any regulated financial activity.

200. FCA secures High Court Judgment awarding injunction and over £7 million in penalties against five defendants for market abuse

     Press Releases

     Published: 11/08/2015

     Last modified: 18/11/2021

     The High Court today held that the Financial Conduct Authority (FCA) is entitled to permanent injunctions and penalties totalling £7,570,000 against Da Vinci Invest Ltd, Mineworld Ltd, Mr Szabolcs Banya, Mr Gyorgy Szabolcs Brad and Mr Tamas Pornye

201. Fair and effective markets review

     Speeches

     Published: 14/07/2015

     Last modified: 23/10/2015

     Regulatory reforms in Europe like MiFID 2 and the new Market Abuse Regulation, and in the US like the Dodd-Frank Act. ... For example, closing the gap that market abuse rules do not cover spot FX markets.

202. Investor engagement in a changing regulatory landscape

     Speeches

     Published: 13/07/2015

     Last modified: 22/08/2025

     Speech by Marc Teasdale, Director, Market Oversight, FCA, at the Investor Relations Society Conference, London on 23 June 2015.