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Showing 52 to 61 of 269 search results for market abuse.

52. Market Abuse

    Behaviour such as insider dealing and market manipulation can amount to market abuse. Find out more about the safeguards firms must have in place.

53. Director fined £1.1m and banned for misusing funds due to insurers

    Press Releases

    Published: 11/11/2024

    Last modified: 05/12/2025

    The FCA has banned Leigh Mackey from working in financial services and fined him £1,102,879 for misleading the FCA and misusing funds due to insurers.

54. Ten years of FCA innovation: impact and opportunity

    Speeches

    Published: 17/10/2024

    Last modified: 05/12/2025

    Speech by Jessica Rusu, FCA Chief Data, Information and Intelligence Office delivered at an FCA Innovation 10th anniversary event.

55. Change for the better: the FCA’s evolving approach to enforcement

    Speeches

    Published: 24/09/2024

    Last modified: 24/09/2024

    Speech by Therese Chambers, FCA joint executive director of enforcement and market oversight, delivered at AFME Annual European Compliance and Legal Conference.

56. Teamwork: A Smart way to tackle financial crime

    Speeches

    Published: 26/06/2024

    Last modified: 05/12/2025

    Speech by Steve Smart, FCA joint executive director of enforcement and market oversight, delivered at the Financial Services Investigations and Enforcement Summit.

57. Individual charged with investment fraud over unauthorised multimillion pound ‘Kube Trading’ scheme

    Press Releases

    Published: 23/04/2024

    Last modified: 05/12/2025

    The Financial Conduct Authority (FCA) has launched criminal proceedings against Lee Steven Maggs of Sittingbourne, Kent, for 2 counts of fraud and 1 count of breaching the Financial Services and Markets Act 2000 (FSMA).

58. Promoting competitiveness is a juggling act

    Speeches

    Published: 18/04/2024

    Last modified: 05/12/2025

    Speech by Sarah Pritchard, Executive Director, Markets and Executive Director, International at TheCityUK International Conference 2024.

59. 2024 fines

    News stories

    Published: 25/03/2024

    Last modified: 11/03/2026

    Enforcement fines published in 2024.

60. FCA decides on £5.95m fine and industry ban for Nailesh Teraiya in latest cum-ex case

    Press Releases

    Published: 18/03/2024

    Last modified: 05/08/2025

    Mr Teraiya has referred his Decision Notice to the Upper Tribunal. Any findings in the Decision Notice are therefore provisional and reflect the FCA’s belief as to what occurred and how it considers his behaviour should be characterised.

61. FCA discontinues civil proceedings against Konstantinos Papadimitrakopoulos and Dimitris Gryparis

    Statements

    Published: 08/03/2024

    Last modified: 08/03/2024

    The FCA decided to discontinue the proceedings on 6 March 2024, which concludes all civil proceedings in the High Court

62. FCA warns firms over anti-money laundering failings

    News stories

    Published: 05/03/2024

    Last modified: 05/12/2025

    We have warned firms about common failings we have found in financial crime controls.