Publications

Showing 721 to 730 of 1000 search results.

721. Consultation Response: FCA’s use of temporary product intervention rules (FCA CP12/35) [pdf]

     Financial Services Consumer Panel

     Published: 17/01/2013

722. Consultation Response: Capital regime for SIPP operators (FCA CP 12/33) [pdf]

     Financial Services Consumer Panel

     Published: 08/01/2013

723. Letter to Sharon Bowles MEP: Banning commission for investment advice in MiFID 2 [pdf]

     Financial Services Consumer Panel

     Published: 26/12/2012

724. Consultation Response: Secondary Legislation under the Financial Services Act 2012 (HM Treasury) [pdf]

     Financial Services Consumer Panel

     Published: 21/12/2012

725. Consultation Response: Journey to the FCA (FSA) [pdf]

     Financial Services Consumer Panel

     Published: 14/12/2012

726. Consultation Response: Regulatory Reform: PRA and FCA regimes relating to aspects of authorisation and supervision (CP12/24) [pdf]

     Financial Services Consumer Panel

     Published: 12/12/2012

727. Consultation Response: Addressing the implications of non-EEA national depositor preference regimes (CP 12/23) [pdf]

     Financial Services Consumer Panel

     Published: 11/12/2012

728. Consultation Response: Regulatory reform: the PRA and FCA regimes for Approved Persons (CP12/26) [pdf]

     Financial Services Consumer Panel

     Published: 11/12/2012

729. Speech by Mike Dailly at the University of Glasgow Ethics Colloquium: Regulating banks and financial services [pdf]

     Financial Services Consumer Panel

     Published: 08/12/2012

730. Consultation Response: Guidelines on remuneration policies and practices under MiFID (ESMA) [pdf]

     Financial Services Consumer Panel

     Published: 07/12/2012