Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals.
CP17/14: Quarterly Consultation Paper No. 17 (PDF)[1]
What we are consulting on
We are proposing to make changes to:
- the Training & Competence sourcebook list of appropriate qualifications
- the Supervision manual (SUP) to clarify the application of the requirement to have a client assets report to loan-based crowdfunding platforms, and
- the Supervision manual (SUP) regulatory reporting requirements
What you need to do
We want to know what you think of our proposals.
Please send us your comments for Chapters 2 and 3 by 12 July 2017, and for Chapter 4 by 12 August 2017:
You can also email responses to [email protected].
If you want to post your responses please send them to:
- Chapter 2: Alexandros Koukoudis, Governance and Professionalism, Financial Conduct Authority, 25 The North Colonnade, London E14 5HS
- Chapter 3: Ruby Bhavra, Client Assets and Resolution, Financial Conduct Authority, 25 The North Colonnade, London E14 5HS
- Chapter 4: Christopher Bentley, Reporting, Financial Conduct Authority, 25 The North Colonnade, London E14 5HS
- Multiple chapters at once: Emily How, Communications Division, Financial Conduct Authority, 25 The North Colonnade, London E14 5HS
For more information see the FCA Handbook[2].