CP20/5: Consultation paper on ETF Listing: Premium to Standard Listing

Open consultation: CP20/5
09/03/2020
Consultation closes
01/10/2020
01/10/2020

In our Discussion Paper[1] we asked whether premium listing obligations to open-ended investment companies (OEICs) should be dis-applied and OEICs should be listed in the standard-listing segment. Following our Feedback Statement[2], we committed to preparing rules for consultation for the standard-listing of OEICs.

Show CP20/5 (PDF)[3]

Who this applies to

This consultation paper will be of interest to:

  • investors, including retail investors, who own shares in premium listed OEICs or are considering investing in them
  • OEICs that already have a premium listing of their shares or are considering applying to the FCA for a listing
  • fund managers of OEICs
  • advisors to the above, including FCA-approved sponsor firms ​​​​​

Respond to our consultation

We are asking for comments on this Consultation Paper (CP) by 1 October 2020.

Online response form[4]

You can also:

  • email your responses to [email protected] or
  • write to: Jayne Williams or Babatunde Carew, Financial Conduct Authority, 12 Endeavour Square, London, E20 1JN

Next steps

We want to know what you think of our proposals. We will consider all the feedback received before publishing final rules.

17/03/2020: Information changed Consultation closing date extended

First published: Last updated: 17/03/2020 See all updates

More information

DP17/2: Review of the Effectiveness of Primary Markets: The UK Primary Markets Landscape[5]
FS17/3 and PS17/22: Review of the effectiveness of primary markets[6]

Request an alternative format

Please complete this form if you require this content in an alternative format[7].


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