Publications
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Charles Randell letter to Dame Elizabeth Gloster 22 August 2020 [pdf]
Charles Randell, Chair of the FCA, reply to Dame Elizabeth Gloster confirming that the FCA has no objection to the proposed extention into the Independent investigation into the regulation of London Capital & Finance. -
Dame Elizabeth Gloster letter to Charles Randell 21 August 2020 [pdf]
Dame Elizabeth Gloster letter to the FCA advising that it would not be possible for her to complete her Independent investigation into the regulation of London Capital & Finance by the target date of 30 September 2020. -
FCA response to letter from IICSA [pdf]
FCA response to letter from IICSA -
Reporting obligations for audit firms [pdf]
FCA letter to senior partners and directors of audit firms on reporting obligations. -
2020 Letter to RemCo Chairs [pdf]
In July 2020, we wrote to the Remuneration Committee Chairs of Level 1 firms to set out the FCA’s findings on accountability, ex-post risk adjustments, and diversity and inclusion from the 2019/20 remuneration round. -
Portfolio letters published by sector [pdf]
Portfolio letters published by sector -
Letter to former members of the British Steel Pension Scheme - June 2020 [pdf]
A letter from the FCA to former members of the British Steel Pension Scheme whom transferred out. The FCA is concerned the advice they received may be unsuitable and they should consider taking action for any compensation they are potentially owed. -
Charles Randell letter to Dame Elizabeth Gloster [pdf]
Charles Randell, Chair of the FCA, reply to Dame Elizabeth Gloster confirming that the FCA has no objection to the proposed extention into the Independent investigation into the regulation of London Capital & Finance. -
Dame Elizabeth Gloster letter to Charles Randell [pdf]
Dame Elizabeth Gloster letter to the FCA advising that it would not be possible for her to complete her Independent investigation into the regulation of London Capital & Finance by the target date of 10 July 2020. -
Letter to Financial Ombudsman Service regarding complaints handling during coronavirus pandemic [pdf]
Letter from the FCA to the Financial Ombudsman Service asking how will the Ombudsman Service consider handling complaints during the coronavirus pandemic period.