Publications
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Showing 161 to 170 of 205 search results.
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Letter from Chris Sier to Andrew Bailey [pdf]
Text of a letter from Chris Sier, Chair of the Institutional Disclosure Working Group, to Andrew Bailey following press coverage in The Times on Monday December 11 2017 -
2017 letter to RemCo Chairs on the application of ex-post risk adjustment [pdf]
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CP17/10: Letter to UK Finance [pdf]
This letter to UK Finance agreeing to their revised proposal to restrictions to credit limit increases. -
Letter to professional bodies about OPBAS supervision [pdf]
This letter to professional bodies includes a description of the supervisory approach we intend OPBAS to adopt once it is operational. -
Provisional view on undertakings in lieu of a market investigation reference of investment consultancy services [pdf]
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Correspondence with chief executive of Standard Chartered Bank concerning appointment of Tracey McDermott [pdf]
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FSCS Supplementary Levies Letter January 2017 [pdf]
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Pre-trade transparency waivers [pdf]
On 19 December 2016 ESMA published Q&A on the process of how it delivers opinions to national competent authorities on pre-trade transparency waivers. In light of this we have written to UK operators of trading venues. This letter is relevant to -
2015 letter to RemCo Chairs on the application of ex-post risk adjustment [pdf]
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2016 letter to RemCo Chairs on the application of ex-post risk adjustment [pdf]