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Showing 181 to 190 of 205 search results.

  1. FCA use of Attestations - Graham Beale's letter to Clive Adamson [pdf]

    Correspondence

    Published: 26/08/2014

    Last modified: 03/08/2016

    Exchange of letters between Clive Adamson, FCA director of supervision and Graham Beale, Chairman of the FCA Practitioner Panel clarifying the FCA’s use of Attestations.

  2. FCA use of Attestations - Clive Adamson's letter to Graham Beale [pdf]

    Correspondence

    Published: 26/08/2014

    Last modified: 03/08/2016

    Exchange of letters between Clive Adamson, FCA director of supervision and Graham Beale, Chairman of the FCA Practitioner Panel clarifying the FCA’s use of Attestations.

  3. Letter for specified deposit-taker defaults SDD and information sheet – July 2014 [pdf]

    Correspondence

    Published: 25/07/2014

    Last modified: 03/08/2016

  4. letter-chair-chancellor-senior-managers-certificate-regime.pdf [pdf]

    Correspondence

    Published: 12/06/2014

    Last modified: 05/09/2014

  5. FCA letter to Which? - premium phone lines [pdf]

    Correspondence

    Published: 14/04/2014

    Last modified: 03/08/2016

  6. CRD IV - pilot testing communications [pdf]

    Correspondence

    Published: 26/03/2014

    Last modified: 27/03/2014

  7. CRD IV - COREP and FINREP - reporting gaps letter [pdf]

    Correspondence

    Published: 10/02/2014

    Last modified: 03/08/2016

  8. letter-ceo-tomlinson-report.pdf [pdf]

    Correspondence

    Published: 29/11/2013

    Last modified: 29/11/2013

  9. CRD IV communication to firms about remaining on BIPRU (CRD III) [pdf]

    Correspondence

    Published: 15/10/2013

    Last modified: 03/08/2016

    BIPRU implements most of the rules for the current EU Capital Requirements Directive (CRD III). From 1 January 2014, a new set of prudential requirements will replace the BIPRU sourcebook for investment firms subject to the EU’s Capital

  10. FAQs for firms about remaining on BIPRU (CRD III) [pdf]

    Correspondence

    Published: 15/10/2013

    Last modified: 15/10/2013

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