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Showing 191 to 200 of 205 search results.

  1. July 2013 – Letter for specified deposit-taker defaults SDD and information sheet [pdf]

    Correspondence

    Published: 29/07/2013

    Last modified: 03/08/2016

  2. Consumer Credit - OFT / FCA letter to licensees [pdf]

    Correspondence

    Published: 15/07/2013

    Last modified: 03/08/2016

    Consumer credit regulation is changing - you need to act now

  3. Whole firm liquidity confirmation letter [pdf]

    Correspondence

    Published: 26/06/2013

    Last modified: 27/06/2013

  4. March 2013 – Letter for General Insurance Intermediation and Investment Intermediation FSCS Interim Levy 2012/13 [pdf]

    Correspondence

    Published: 30/03/2013

    Last modified: 03/08/2016

  5. ac-opt-in-letters.doc [doc]

    Correspondence

    Published: 26/03/2013

    Last modified: 02/05/2013

  6. January 2013 – Letter for Investment Fund Management and Investment Intermediation FSCS Interim Levy 2010/11 [pdf]

    Correspondence

    Published: 31/01/2013

    Last modified: 03/08/2016

  7. FSCS major banking failures of 2008/09 interest levy letter [pdf]

    Correspondence

    Published: 25/07/2012

    Last modified: 03/08/2016

  8. FSA - Unregulated Collective Investment Schemes: Letter to provider firms [pdf]

    Correspondence

    Published: 18/06/2012

    Last modified: 03/08/2016

    The unlawful promotion and mis-selling of UCIS is a key risk we have identified in the retail investment market. Our concerns include how firms’ behaviour further up the UCIS product chain may be contributing to the risk of UCIS being

  9. FSA - Unregulated Collective Investment Schemes: Letter to retail intermedieries [pdf]

    Correspondence

    Published: 18/06/2012

    Last modified: 03/08/2016

    The unlawful promotion and mis-selling of UCIS is a key risk we have identified in the retail investment market. We have identified significant failings by certain distributor firms in relation to their UCIS activities and are concerned there may be

  10. March 2012 - Letter for Investment Intermediation FSCS Interim Levy 2011/12 [pdf]

    Correspondence

    Published: 22/03/2012

    Last modified: 03/08/2016

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