Publications
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Showing 21 to 30 of 205 search results.
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Decision letter: Complaint to the FCA about Basset & Gold plc, Basset Gold Ltd and B&G Finance Ltd [pdf]
The FCA has written to investors after investigating complaints. -
OPBAS Suspicious Activity Report (SAR) project: Phase 1 findings, action taken and next steps [pdf]
OPBAS letter to professional body supervisors following phased and targeted work on SARs quality. -
Our letter to the Treasury Select Committee on the FCA's enforcement work and diversity and inclusion [pdf]
Joint FCA and PRA update on diversity and inclusion. -
FCA and ICO letter: Supporting AI, innovation and growth in financial services [pdf]
A joint letter from the FCA and ICO on the use of artificial intelligence in financial services. -
Letter to Economic Secretary to the Treasury: Simplifying responsible lending and advice rules for mortgages [pdf]
The FCA's letter responding to the Economic Secretary to the Treasury on simplifying responsible lending and advice rules for mortgages. -
FCA and PSR response to the CMA's invitation to comment [pdf]
The FCA and PSR's letter to the CMA following work on digital wallets. -
Complaint to the Financial Conduct Authority regarding Blackmore Bonds PLC [pdf]
Decision letter - Complaint to the Financial Conduct Authority regarding Blackmore Bonds PLC. -
FCA letter on a new approach to ensure regulators and regulations support growth [pdf]
The FCA’s letter responding to the Prime Minister, Chancellor, and Secretary of State on a new approach to ensure regulators and regulations support growth. -
FCA letter on our role in the listings process [pdf]
We set out the FCA’s role in the listings process. -
Complaint to the Financial Conduct Authority regarding Collateral (UK) Ltd [pdf]
Complaint to the Financial Conduct Authority regarding Collateral (UK) Ltd.