Publications

Showing 311 to 320 of 2474 search results.

311. Information on enforcement investigations - December 2024

     FOI releases

     Published: 09/12/2024

     Last modified: 30/01/2025

     FCA provides information on enforcement investigations.

312. Information on whistleblowing research - December 2024

     FOI releases

     Published: 06/12/2024

     Last modified: 30/01/2025

     FCA provides information on whistleblowing research.

313. Information on FCA sustainability disclosure requirements - December 2024

     FOI releases

     Published: 03/12/2024

     Last modified: 30/01/2025

     FCA provides information on FCA sustainability disclosure requirements.

314. Information on SIPP market - December 2024

     FOI releases

     Published: 02/12/2024

     Last modified: 30/01/2025

     FCA provides information on SIPP insurance.

315. Information on suspected failings in financial crime controls - November 2024

     FOI releases

     Published: 29/11/2024

     Last modified: 01/01/2025

     FCA provides information on on suspected failings in financial crime controls - November 2024.

316. Information on prospectus regulation rules and the listing rules - November 2024

     FOI releases

     Published: 28/11/2024

     Last modified: 01/01/2025

     FCA provides information on prospectus regulation rules and the listing Rules.

317. Information on the number of partners in financial services partnerships, including hedge funds and private equity firms - November 2024

     FOI releases

     Published: 26/11/2024

     Last modified: 01/01/2025

     FCA provides information on the number of partners in financial services partnerships, including hedge funds and private equity firms.

318. Information on enforcement action VREQs / OIREQs / s.166 reviews - November 2024

     FOI releases

     Published: 25/11/2024

     Last modified: 01/01/2025

     FCA provides information on enforcement action VREQs / OIREQs / s.166 reviews.

319. Information on turnover of their MLRO - November 2024

     FOI releases

     Published: 22/11/2024

     Last modified: 01/01/2025

     FCA provides information on turnover of their MLRO - November 2024

320. Information on investigations into breaches under SM&CR - November 2024

     FOI releases

     Published: 22/11/2024

     Last modified: 30/10/2025

     FCA provides information on investigations into breaches under SM&CR - November 2024