Publications

Showing 371 to 380 of 2474 search results.

371. Information on asset management firms - September 2024

     FOI releases

     Published: 17/09/2024

     Last modified: 31/12/2024

     FCA provides information on asset management firms - September 2024

372. Information on regulatory gateway for approval of financial promotions - September 2024

     FOI releases

     Published: 13/09/2024

     Last modified: 01/01/2025

     FCA provides information on regulatory gateway for approval of financial promotions - September 2024.

373. Information on market manipulation investigations - September 2024

     FOI releases

     Published: 12/09/2024

     Last modified: 01/01/2025

     FCA provides information on market manipulation investigations - September 2024

374. Information on number of authorisation applications - September 2024

     FOI releases

     Published: 12/09/2024

     Last modified: 01/01/2025

     FCA provides information on number of authorisation applications - September 2024.

375. Information on FCA's own compliance with GDPR - September 2024

     FOI releases

     Published: 11/09/2024

     Last modified: 01/01/2025

     FCA provides information on FCA's own compliance with GDPR - September 2024.

376. Information on 40 year mortgage data- September 2024

     FOI releases

     Published: 09/09/2024

     Last modified: 31/12/2024

     FCA provides information on 40 year mortgage data- September 2024

377. Information on dawn raids - September 2024

     FOI releases

     Published: 05/09/2024

     Last modified: 01/01/2025

     FCA provides information on dawn raids- September 2024.

378. Information on FCA Raids, s166 skilled person reviews and age of investigations - September 2024

     FOI releases

     Published: 04/09/2024

     Last modified: 31/12/2024

     FCA provides information on FCA Raids, s166 skilled person reviews and age of investigations - September 2024.

379. Information on whistle-blowers - September 2024

     FOI releases

     Published: 02/09/2024

     Last modified: 01/01/2025

     FCA provides information on whistleblowers - September 2024.

380. Information on names and FRNs of firms - August 2024

     FOI releases

     Published: 27/08/2024

     Last modified: 01/01/2025

     FCA provides information on names and FRNs of firms.