Publications

Showing 11 to 20 of 117 search results.

11. Impact Assessment: Extending SM&CR to solo-regulated firms [pdf]

    Impact assessments

    Published: 16/01/2020

    This impact assessment Extending the Senior Managers & Certification Regime to solo-regulated firms relates to CP17/25, CP17/40, PS18/14 and PS19/20

12. Impact Assessment PS19/18: Restricting Contract for Difference Products sold to retail clients [pdf]

    Impact assessments

    Published: 16/01/2020

    This impact assessment refers to PS19/18: Restricting contract for difference products sold to retail clients

13. Impact assessment: CP17/16, PS18/6: Advising on pension transfers [PDF] [pdf]

    Impact assessments

    Published: 14/08/2019

    This impact assessment relates to CP17/16, PS18/6: Advising on pension transfers. It has been verified by the Regulatory Policy Committee.

14. Impact assessment: Rules applicable to firms who are within the scope of the Insurance Distribution Directive [PDF] [pdf]

    Impact assessments

    Published: 04/07/2019

    This impact assessment relates to rules applicable to firms who are within the scope of the Insurance Distribution Directive (IDD). It has been verified by the Regulatory Policy Committee.

15. Impact assessment: PS19/6: Rent to own price cap [PDF] [pdf]

    Impact assessments

    Published: 04/07/2019

    This impact assessment relates to PS19/6: Rent to own price cap. It has been verified by the Regulatory Policy Committee.

16. Impact assessment: CP18/35: Rent to own: extended warranties [PDF] [pdf]

    Impact assessments

    Published: 04/07/2019

    This impact assessment relates to CP18/35: Rent to own: extended warranties. It has been verified by the Regulatory Policy Committee.

17. Impact assessment: PS18/23: Claims management: how we regulate claims management companies [PDF] [pdf]

    Impact assessments

    Published: 04/07/2019

    This impact assessment relates to PS18/23: Claims management: how we regulate claims management companies. It has been verified by the Regulatory Policy Committee.

18. Impact assessment: PS19/11: Product intervention measures for retail binary options [PDF] [pdf]

    Impact assessments

    Published: 04/07/2019

    This impact assessment relates to PS19/11: Product intervention measures for retail binary options. It has been verified by the Regulatory Policy Committee.

19. Impact assessment: PS18/15: Extending the senior managers and certification regime to insurers [PDF] [pdf]

    Impact assessments

    Published: 04/07/2019

    This impact assessment relates to PS18/15: Extending the senior managers and certification regime to insurers. It has been verified by the Regulatory Policy Committee.

20. Impact assessment: Staff incentives, remuneration and performance management in consumer credit firms [PDF] [pdf]

    Impact assessments

    Published: 04/07/2019

    This impact assessment relates to staff incentives, remuneration and performance management in consumer credit firms. It has been verified by the Regulatory Policy Committee.