Publications

Showing 81 to 90 of 117 search results.

81. Impact assessment: UKLA Technical Note: UKLA/TN/409.1 Master-feeder structures share classes [pdf]

    Impact assessments

    Published: 23/06/2017

    Last modified: 23/06/2017

    This impact assessment relates to UKLA/TN/409.1. It has been verified by the Regulatory Policy Committee.

82. Impact assessment: Consumer Credit: Protecting your business from financial crime [pdf]

    Impact assessments

    Published: 23/06/2017

    Last modified: 23/06/2017

    This impact assessment relates to protecting your consumer credit business from financial crime. It has been verified by the Regulatory Policy Committee.

83. Impact assessment: UKLA/PN/910.2 – Additional powers to supervise sponsors [pdf]

    Impact assessments

    Published: 23/06/2017

    This impact assessment relates to UKLA/PN/910.2. It has been verified by the Regulatory Policy Committee.

84. Impact assessment: UKLA Technical Note: UKLA/TN/407.1 Investment entities with multiple share classes [pdf]

    Impact assessments

    Published: 23/06/2017

    This impact assessment relates to UKLA/TN/407.1. It has been verified by the Regulatory Policy Committee.

85. Impact assessment: UKLA Technical Note - UKLA/TN/408.1 Eligibility of closed-ended investment funds [pdf]

    Impact assessments

    Published: 23/06/2017

    This impact assessment relates to UKLA/TN/408.1. It has been verified by the Regulatory Policy Committee.

86. Impact assessment: Review of the client assets regime for investment business (PS14/9) [pdf]

    Impact assessments

    Published: 23/06/2017

    This impact assessment relates to Review of the client assets regime for investment business (PS14/9). It has been verified by the Regulatory Policy Committee.

87. Impact assessment: Finalised Guidance FG16/8 Fair treatment of long-standing customers in the life insurance sector and Thematic Review TR16/2 Fair treatment of long-standing customers in the life insurance sector [pdf]

    Impact assessments

    Published: 23/06/2017

    Last modified: 23/06/2017

    This impact assessment relates to Finalised Guidance FG16/8 and Thematic Review TR16/2. It has been verified by the Regulatory Policy Committee.

88. Impact assessment: Guidance on the FCA’s approach to the review of insurance business transfers [pdf]

    Impact assessments

    Published: 23/06/2017

    This impact assessment relates to Guidance on the FCA’s approach to the review of insurance business transfers. It has been verified by the Regulatory Policy Committee.

89. Impact assessment: UKLA/TN/314.1 – Reverse takeover and uncapped consideration [pdf]

    Impact assessments

    Published: 23/06/2017

    This impact assessment relates to UKLA/TN/314.1. It has been verified by the Regulatory Policy Committee.

90. Impact assessment: Restrictions on the retail distribution of regulatory capital instruments (PS15/14) [pdf]

    Impact assessments

    Published: 23/06/2017

    This impact assessment relates to the restrictions on the retail distribution of regulatory capital instruments (PS15/14). It has been verified by the Regulatory Policy Committee.