Publications

Showing 91 to 100 of 117 search results.

91. Impact assessment: UKLA Technical Note - UKLA/TN/405.1 Fund management agreements and independence of the board [pdf]

    Impact assessments

    Published: 23/06/2017

    Last modified: 23/06/2017

    This impact assessment relates to UKLA/TN/405.1. It has been verified by the Regulatory Policy Committee.

92. Impact assessment: UKLA Technical Note: UKLA/TN/309.2 Related party transactions – Content of RIS announcement [pdf]

    Impact assessments

    Published: 23/06/2017

    This impact assessment relates to UKLA/TN/309.2. It has been verified by the Regulatory Policy Committee.

93. Impact assessment: UKLA/TN/312.1 – Shareholder votes in relation to hypothetical transactions [pdf]

    Impact assessments

    Published: 23/06/2017

    This impact assessment relates to UKLA/TN/312.1. It has been verified by the Regulatory Policy Committee.

94. Impact assessment: Buy-to-let mortgages – implementing the Mortgage Credit Directive Order 2015 (PS15/11) [pdf]

    Impact assessments

    Published: 23/06/2017

    This impact assessment relates to buy-to-let mortgages and the implementation of the Mortgage Credit Directive. It has been verified by the Regulatory Policy Committee.

95. Impact assessment: Minor Handbook changes related to home finance customers with a payment shortfall [pdf]

    Impact assessments

    Published: 23/06/2017

    This impact assessment relates to minor Handbook changes related to home finance. It has been verified by the Regulatory Policy Committee.

96. Impact assessment: UKLA/TN/712.2: Additional powers to supervise and discipline sponsors [pdf]

    Impact assessments

    Published: 23/06/2017

    This impact assessment relates to UKLA/TN/712.2. It has been verified by the Regulatory Policy Committee.

97. Impact assessment: Whistleblowing in deposit-takers, PRA-designated investment firms and insurers (PS15/24) [pdf]

    Impact assessments

    Published: 23/06/2017

    This impact assessment relates to Whistleblowing in deposit-takers, PRA-designated investment firms and insurers (PS15/24). It has been verified by the Regulatory Policy Committee.

98. Impact assessment: Thematic Review: Provision of premium finance to retail general insurance customers (TR15/5) [pdf]

    Impact assessments

    Published: 23/06/2017

    This impact assessment relates to the thematic review of provision of premium finance to retail general insurance customers (TR15/5). It has been verified by the Regulatory Policy Committee.

99. Impact assessment: Thematic review of general insurance intermediaries’ professional indemnity insurance [pdf]

    Impact assessments

    Published: 23/06/2017

    This impact assessment relates to the thematic review of general insurance intermediaries’ professional indemnity insurance. It has been verified by the Regulatory Policy Committee.

100. Impact assessment: Changes to the Approved Persons Regime for Solvency II firms (PS15/21) [pdf]

     Impact assessments

     Published: 23/06/2017

     This impact assessment relates to the changes to the Approved Persons Regime for Solvency II firms. It has been verified by the Regulatory Policy Committee.