Publications
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Showing 1 to 10 of 180 search results.
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Memorandum of Understanding between the Office of Trade Sanctions Implementation and the FCA [pdf]
This MoU sets out the arrangements for co-operation and the exchange of relevant information between the OTSI and the FCA. -
Memorandum of Understanding between the Independent Football Regulator and the FCA [pdf]
The MoU sets out how the FCA and IFR will work together where football and financial services regulation intersect. -
Memorandum of Understanding between the FCA, Bank of England, PRA and the European Supervisory Authorities [pdf]
MoU covering information exchange and cooperation between the UK authorities and ESAs in the oversight of critical third parties under the UK regime and critical third party providers under the EU’s Digital Operational Resilience Act. -
Memorandum of Understanding: Berne Financial Services Agreement [pdf]
Between the Swiss Financial Market Supervisory Authority, FCA and Bank of England, including PRA, under the Berne Financial Services Agreement. -
Memorandum of Understanding between the FCA and the scheme operator, the Financial Ombudsman Service [pdf]
This MoU provides a framework for and describes how the FCA and the Financial Ombudsman Service cooperate and consult with each other in the exercise of their roles and respective functions. -
MoU between the Bank, FCA, PSR, PRA [pdf]
Financial Services (Banking Reform) Act 2013 Memorandum of Understanding (MoU) -
Memorandum of Understanding between the FCA and The Bank of England: Supervision of Financial Market Infrastructure [pdf]
An update on the existing MoU between the FCA and the Bank, reflecting changes as a result of FSMA 2023. -
Memorandum of Understanding between the Gambling Commission and the FCA [pdf]
MoU between the Gambling Commission and the FCA -
Memorandum of Understanding between the Office of Financial Sanctions (OFSI) and the Financial Conduct Authority [pdf]
This Memorandum of Understanding is made between the Office of Financial Sanctions (OFSI) and the FCA. -
Memorandum of Understanding between the FCA and Synectics Solutions Limited [pdf]
This MoU establishes a framework for co-operation between the FCA and Synectics Solutions Limited.