Publications

Showing 111 to 120 of 180 search results.

111. MoU between the FCA and the Securities and Futures Commission of Hong Kong [pdf]

     Memorandums of understanding

     Published: 10/03/2014

     Last modified: 10/03/2014

     The purpose of this MoU is to facilitate co-operation and co-ordination between the the FCA and the Securities and Futures Commission of Hong Kong in order to promote effective supervision and oversight of the Hong Kong Exchanges and Clearing

112. MoU between the Financial Conduct Authority and Scottish Charity Regulator (OSCR) [pdf]

     Memorandums of understanding

     Published: 23/01/2014

     Last modified: 19/09/2016

     This Memorandum of Understanding sets out the framework for co-operation and collaboration between the Financial Conduct Authority and the Scottish Charity Regulator (OSCR).

113. MoU between the FCA and the Council for Licensed Conveyancers [pdf]

     Memorandums of understanding

     Published: 23/04/2013

     Last modified: 30/05/2013

     The purpose of this memorandum of understanding is to provide a framework for the ongoing working relationship between the Financial Conduct Authority and the Council for Licensed Conveyancers to enable both parties to discharge their respective

114. MoU between the FCA and the Department of Enterprise, Trade and Investment in Northern Ireland [pdf]

     Memorandums of understanding

     Published: 04/04/2013

     Last modified: 30/05/2013

     This Memorandum of Understanding establishes a framework fo co-operation between The Financial Conduct Authority and The Department of Enterprise, Trade and Investment in Northern Ireland.

115. MoU between the Bank, including the PRA, HM Treasury and FCA re: International Organisation [pdf]

     Memorandums of understanding

     Published: 01/04/2013

     Last modified: 23/07/2013

     The International Organisations MoU sets out how the UK authorities will co-ordinate their senior level engagement with EU and international committees and organisations. The principles in the MoU should also apply to relationships between the

116. PRA and FCA With-Profits Memorandum of Understanding [pdf]

     Memorandums of understanding

     Published: 01/04/2013

     Last modified: 19/10/2023

     Both the PRA and the FCA are responsible for regulating and supervising insurance companies.

117. MoU between the Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) re: co-ordination - Annex [pdf]

     Memorandums of understanding

     Published: 01/04/2013

     Last modified: 02/09/2014

     This Annex sets out technical information and gives additional detail to the FCA/PRA co-ordination MoU.

118. Memorandum of Understanding between the Financial Conduct Authority (the FCA) and the Money Advice Service [pdf]

     Memorandums of understanding

     Published: 01/04/2013

     Last modified: 12/09/2014

     The purpose of this memorandum of understanding is to provide a framework for the ongoing working relationship between the Financial Conduct Authority and Money Advice Service.

119. Framework MoU: Licensed Bodies as Multi-Disciplinary Practices Constituted as Alternative Business Structures [pdf]

     Memorandums of understanding

     Published: 01/04/2013

     Last modified: 30/05/2013

     This memorandum of understanding recognises that regulators and professional bodies have duties to exercise various functions autonomously and in the public interest in mind. Co-operation and appropriate information sharing should provide clarity

120. MoU between the FCA and Solicitors Regulation Authority [pdf]

     Memorandums of understanding

     Published: 01/04/2013

     Last modified: 30/05/2013

     The purpose of this memorandum of understanding is to provide a framework for the ongoing working relationship between the Financial Conduct Authority and the Solicitors Regulation Authority to enable both parties to discharge their respective