Publications
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MoU between the FCA and the Institute of Chartered Accountants in Ireland [pdf]
The purpose of this memorandum of understanding is to provide a framework for the ongoing working relationship between the Financial Conduct Authority and the Institute of Chartered Accountants in Ireland to enable both parties to discharge their -
MoU between the FCA and Pensions Regulator (TPR) [pdf]
The purpose of the MoU is to facilitate and provide a framework for co-operation and co-ordination between the FCA and TPR. It sets out the respective regulatory responsibilities of the FCA and TPR and includes arrangements for co-operation and the -
MoU between the FCA and the Institute of Chartered Accountants in England and Wales [pdf]
The purpose of this memorandum of understanding is to provide a framework for the ongoing working relationship between the Financial Conduct Authority and the Institute of Chartered Accountants in England and Wales to enable both parties to -
MoU between the FSA and the Reserve Bank of India [pdf]
The purpose of this MOU is to establish a formal basis for co-operation in the area of banking supervision, including the exchange of supervisory information. -
IAIS Multilateral Memorandum of Understanding on Cooperation and Information Exchange [pdf]
The objective of this MMoU is to establish a formal basis for cooperation and information exchange between the Signatory Authorities regarding the supervision of Insurance Companies where cross-border aspects arise. -
Draft Annex of FCA and PRA [pdf]
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MoU between the FSA and the US New Jersey Department of Banking and Insurance [pdf]
In light of the growing globalisation of insurance markets, the New Jersey Department of Banking and Insurance and the Financial Services Authority hereby enter into this Memorandum of Understanding to provide a formal basis for cooperation and -
MoU between the FSA and AFM Quebec [pdf]
Memorandum of Understanding concerning consultation, cooperation and the exchange of information related to dually regulated entities -
MoU between the FSA and the Financial Industry Regulatory Authority, Inc. (FINRA) [pdf]
The purpose of this MoU is to establish a formal basis for co-operation, including the exchange of information and investigative assistance. Memorandum of understanding. -
Supplemental provisions to MoU between the FSA and the Guernsey Financial Services Commission dated 2003 [pdf]
Further procedures for enforcement matters and collective investment scheme matters, memorandum of understanding, mou