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Supplement to MoU between the FSA and the Canadian Office of the Superintendent of Financial Institutions to include insurance organisations [pdf]
Supplement to Memorandum of Understanding between the FSA and the Canadian Office of the Superintendent of Financial Institutions, entered into from June 17 1997, to include insurance organisations. -
Transfer Provisions of Bank MoU with OFSI to the FSA [pdf]
The purpose of this side-agreement is to ensure that the co-operation provided for under the Memorandum of Understanding agreed between the Bank and the Office of the Superintendent of Financial Institutions (OSFI) on June, 1997 will continue after -
MoU between the FSA and the Australian Securities and Investments Commission [pdf]
The purpose of this Memorandum of Understanding is to assist the Authorities to carry out their functions more effectively by providing a framework for co-operationn, including channels for communication, increased mutual understanding, and exchange -
IOSCO Multilateral Memorandum of Understanding - Securities enforcement [pdf]
This Memorandum of Understanding sets forth the Authorities' intent with regard to mutual assistance and the exchange of information for the purpose of enforcing and securing compliance with the respective Laws and Regulations of the jurisdictions -
MoU between Payment Systems Overseers and Banking Supervisors in Stage Three of Economic and Monetary Union [pdf]
Memorandum of Understanding on specific arrangements fo co-operation and information sharing in Stage Three of Econumic and Monetary Union in relation to large-value payment systems. -
MoU between the FSA and the CFTC - Arrangement of Warehouse Information [pdf]
This Arrangement addresses requests for Information between the Authorities regarding the operations and stocks of warehouses and the use of warehouses by regulated market members, their licensees or customers. memorandum of understanding, mou -
CESR Multilateral MoU on the Exchange of Information and Survaillance of Securities Activities [pdf]
The purpose of this Multilateral Memorandum of Understanding is to establish a general framework for cooperation and consultation between the Authorities referred to hereinafter, in order to facilitate the fulfilling of their supervisory -
Transfer Provisions of Bank MoU with the Federal Reserve board to the FSA [pdf]
A Memorandum of Understanding was entered into between the Bank of England and the Ferderal Reserve Board, the OCC and the FDIC on November 19, 1996. This provided for the sharing of supervisory information to facilitate the performance of the -
MoU between the FSA and the New York State Banking Department [pdf]
The New York State Banking Department and the Bank of England have reached the following understanding in order to establish an arrangement for the sharing of supervisory information to facilitate the performance of their respective duties. -
MoU between the Department of Trade and Industry, Securities and Investment Board (responsibility transferred to the FSA) and the US Securities and Exchange Commission and the Commodity Futures Trading Commission [pdf]
Memorandum of Understanding on Mutual Assistance and the Exchange of Information