Publications

Showing 91 to 100 of 180 search results.

91. Co-operation Agreement between Financial Conduct Authority (FCA) and Hong Kong Insurance Authority (IA) [pdf]

    Memorandums of understanding

    Published: 21/09/2017

    Co-operation Agreement between Financial Conduct Authority (FCA) and Hong Kong Insurance Authority (IA).

92. Supervisory Memorandum of Understanding between the FCA and The Securities and Futures Commission (SFC) [pdf]

    Memorandums of understanding

    Published: 20/07/2017

93. Co-operation Agreement between Financial Conduct Authority (FCA) and Securities and Futures Commission (SFC) [pdf]

    Memorandums of understanding

    Published: 12/05/2017

    Co-operation Agreement between Financial Conduct Authority (FCA) and Securities and Futures Commission (SFC)

94. Letter from the FCA to the JFSA [pdf]

    Memorandums of understanding

    Published: 09/03/2017

    Letter from the Financial Conduct Authority (FCA) to the Financial Services Agency of Japan (JFSA) .

95. Letter from the JFSA to the FCA [pdf]

    Memorandums of understanding

    Published: 09/03/2017

    Letter from the Financial Services Agency of Japan (JFSA) to the Financial Conduct Authority (FCA).

96. Co-operation Agreement between Financial Conduct Authority (FCA) and Ontario Securities Commission (OSC) [pdf]

    Memorandums of understanding

    Published: 22/02/2017

    Co-operation Agreement between Financial Conduct Authority (FCA) and Ontario Securities Commission (OSC).

97. Memorandum of Understanding between the FCA and HMRC [pdf]

    Memorandums of understanding

    Published: 25/01/2017

    This MoU deals with exchange of information between the FCA and HMRC. Information may be disclosed by the FCA to HMRC essentially only with a view to a criminal investigation by HMRC. With respect to the obtaining by the FCA of HMRC information, the

98. Co-operation Agreement between Financial Conduct Authority (FCA) and Hong Kong Monetary Authority (HKMA) [pdf]

    Memorandums of understanding

    Published: 07/12/2016

    Co-operation Agreement between Financial Conduct Authority (FCA) and Hong Kong Monetary Authority (HKMA)

99. Co-operation Agreement between Financial Conduct Authority (FCA) and People’s Bank of China (PBOC) [pdf]

    Memorandums of understanding

    Published: 11/11/2016

    Co-operation Agreement between Financial Conduct Authority (FCA) and People’s Bank of China (PBOC).

100. Memorandums of understanding between the FCA and Commodities and Futures Trading Commission (CFTC) [pdf]

     Memorandums of understanding

     Published: 06/10/2016

     Last modified: 27/10/2016

     This MOU covers the FCA and Commodities and Futures Trading Commission's (CFTC) cooperation and exchange of information in supervising dual regulated firms who trade in certain over the counter (OTC) derivatives or ‘swaps’.