Publications

Showing 181 to 190 of 320 search results.

181. FCA Q1 17/18 Number of skilled person reports commissioned [pdf]

     Data

     Published: 01/08/2017

     Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.

182. FCA Data Bulletin: Issue 9 - May 2017 [pdf]

     Data

     Published: 25/05/2017

     This May 2017 edition of the FCA's Data Bulletin focuses on the retail intermediary sector and provides a useful insight into the activities of these firms.

183. Data Bulletin: May 2017 - Retail intermediary sector

     Data

     Published: 25/05/2017

     Last modified: 21/08/2019

     This issue focuses on the retail intermediary sector and provides a useful insight into the activities of these firms.

184. FCA Q4 16/17 Number of skilled persons report commissioned [pdf]

     Data

     Published: 02/05/2017

     Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.

185. Aggregate complaints data 2016 H2 [xlsx]

     Data

     Published: 26/04/2017

     Aggregate sector wide firm complaints data for 2016 H2. Including opened, closed, upheld, speed of closure and redress.

186. Firm level complaints data 2016 H2 [xlsx]

     Data

     Published: 26/04/2017

     Firm level complaints data 2016 H2. For firms submitting 500 or more opened complaints within their six month reporting period, 1,000 or more if they have an annual reporting period. Contains opened, closed, upheld and speed of closure.

187. Aggregate complaints data charts 2016 H2 [pdf]

     Data

     Published: 26/04/2017

     These charts look at highlights for 2016 H2, total complaints as a ratio of the context measure for each type of product, causes of complaints 2016 H2, complaints by product group 2016 H2, percentage of complaints upheld by product group 2016 H2,

188. List of society prosecutions 2016 [pdf]

     Data

     Published: 29/03/2017

     Societies have been prosecuted for failing to submit an annual return and accounts in 2016.

189. List of society cancellations 2016 [pdf]

     Data

     Published: 29/03/2017

     Societies that have had their registration cancelled for failing to submit an annual return and account in 2016.

190. Societies prosecuted in 2016 [pdf]

     Data

     Published: 27/03/2017

     Societies that have been prosecuted for failing to submit an annual return and accounts in 2016.