Publications

Showing 131 to 140 of 217 search results.

131. FCA Q4 15/16 Number of skilled person reports commissioned [pdf]

     Data

     Published: 04/05/2016

     Last modified: 05/08/2016

     Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.

132. Commentary on the aggregate complaints data 2015 H1 [pdf]

     Data

     Published: 30/03/2016

     Last modified: 05/08/2016

     Commentary on the aggregate sector wide firm complaints data for 2015 H1. Including opened, closed, upheld, speed of closure and redress.

133. Aggregate complaints data charts 2015 H2 [pdf]

     Data

     Published: 24/03/2016

     Last modified: 30/03/2016

     Aggregate complaints charts: 2015 (H2). Including opened, closed, upheld, speed of closure and redress.

134. Aggregate complaints data 2015 H2 [xlsx]

     Data

     Published: 24/03/2016

     Last modified: 30/03/2016

     Aggregate sector wide firm complaints data for 2015 H2. Including opened, closed, upheld, speed of closure and redress.

135. Firm level complaints data 2015 H2 [xlsx]

     Data

     Published: 24/03/2016

     Last modified: 04/04/2016

     Firm level complaints data 2015 H2. For firms submitting 500 or more opened complaints within their six month reporting period, 1,000 or more if they have an annual reporting period. Contains opened, closed, upheld and speed of closure.

136. Complaints data 2015 H2 summary info [pdf]

     Data

     Published: 23/03/2016

     Last modified: 30/03/2016

     Latest statistics summary for complaints data for 2015 H2.

137. FCA Q3 15/16 Number of skilled person reports commissioned [pdf]

     Data

     Published: 04/02/2016

     Last modified: 05/08/2016

     Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.

138. FCA Data Bulletin: Issue 5 - February 2016 [pdf]

     Data

     Published: 03/02/2016

     Last modified: 03/02/2016

     The fifth FCA Data Bulletin provides insight into a range of areas, including: Highlights from our report on Retirement Income Market Data, an update on attestations and skilled person reports, an update on our work regarding financial promotions,

139. FCA Data Bulletin issue 5 - underlying data [xlsx]

     Data

     Published: 03/02/2016

     Last modified: 03/02/2016

     Underlying data for retirement income market data, consumer credit authorisation data, complaints against the FCA, financial promotions, how we use attestations, and skilled person reports.

140. FCA Q2 15/16 Number of skilled person reports commissioned [pdf]

     Data

     Published: 04/11/2015

     Last modified: 15/07/2016

     Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.