Publications

Showing 151 to 160 of 217 search results.

151. Aggregate complaints data charts 2014 H2 [pdf]

     Data

     Published: 27/03/2015

     Last modified: 27/03/2015

     Aggregate complaints charts: 2014 (H2). Including opened, closed, upheld, speed of closure and redress.

152. Aggregate complaints data 2014 H2 [xlsx]

     Data

     Published: 27/03/2015

     Last modified: 30/03/2015

     Aggregate sector wide firm complaints data for 2014 H2. Including opened, closed, upheld, speed of closure and redress.

153. Firm level complaints data 2014 H2 [xlsx]

     Data

     Published: 26/03/2015

     Last modified: 30/03/2015

     Firm level complaints data 2014 H2. For firms submitting 500 or more opened complaints within their six month reporting period, 1,000 or more if they have an annual reporting period. Contains opened, closed, upheld and speed of closure.

154. Attestation Data Q4 2013/14 to Q1 2022/23 [xlsx]

     Data

     Published: 10/02/2015

     Last modified: 05/10/2020

     Attestation Data Q4 2013/14 to Q1 2022/23 - an attestation is a firm’s formal statement that it will take, or has taken, an action we require.

155. FCA Data Bulletin: Issue 2 - January 2015 [pdf]

     Data

     Published: 29/01/2015

     Last modified: 29/01/2015

     This edition of the FCA Data Bulletin highlights some areas of the authorisations process, including interesting statistics on the individuals it approves, and how it manages complaints about advertising in financial services.

156. FCA Data Bulletin - January 2015 - underlying data [xlsx]

     Data

     Published: 29/01/2015

     Last modified: 29/01/2015

     Underlying data for number of controlled functions by type of firm, approved persons trends, complaints about financial promotions, policy initiatives and FCA events.

157. AIF 002 data definition [xlsx]

     Data

     Published: 03/12/2014

     Last modified: 03/12/2014

     Report on an Alternative Investment Fund (AIF)

158. Addendum 1 - FCA Data Bulletin October 2014 edition [pdf]

     Data

     Published: 20/11/2014

     Last modified: 21/11/2014

     UK-authorised firms – group-level breakdown

159. The FCA data strategy: An update one year on [pdf]

     Data

     Published: 30/10/2014

     Last modified: 03/08/2016

     In this update the FCA sets out what we have done so far to achieve our vision, and the changes we have made to ensure that the way we collect and manage data is effective and transparent.

160. FCA Data Bulletin: Issue 1 - October 2014 [pdf]

     Data

     Published: 07/10/2014

     Last modified: 01/04/2015

     The first FCA Data Bulletin gives you some key information about what the FCA does and the markets it regulates. The Data Bulletin brings together all the valuable information the FCA collates, to ensure that you have clear and easy access to the FCA