Publications
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Showing 51 to 60 of 217 search results.
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Firms contacted in relation to the unquoted holdings limit - February 2022
The FCA replies to multiple questions related to the unquoted holdings limit. -
FCA regulated Crypto companies - February 2022
FCA provides information on crypto firms. -
MDP rejection codes for MIFID RTS22 Transaction Report rejections for 2021 - February 2022
The FCA provides a breakdown of all MDP rejection codes for MIFID RTS22 Transaction Report rejections for 2021. -
Newly Authorised Funds over last 10 years - January 2022
The FCA provides data regarding new authorised funds. -
UK MiFID transparency calculations
This page contains updates on the UK MiFID transparency calculations and the latest published data. -
Aggregate complaints data to 2021 H1 [xlsx]
Aggregate sector wide firm complaints data for 2021 H1. Including opened, closed, upheld, speed of closure and redress. -
Firm level complaints data 2021 H1 [xlsx]
Firm level complaints data 2021 H1. For firms submitting 500 or more opened complaints within their six month reporting period, 1,000 or more if they have an annual reporting period. Contains opened, closed, upheld and speed of closure. -
Aggregate complaints data: 2021 H1
This page focuses on complaints that financial services firms reported to us during the first half (H1) of 2021, between 1 January and 30 June 2021. This includes the latest trends and analysis by product group. -
Consumer investments data review April 2020 - March 2021
A summary of the FCA's work to tackle consumer harm in the investment market, between 1 April 2020 and 31 March 2021. -
Investment management data – Annual Report 2020/21
In our 2020/21 Business Plan, we made a commitment to provide a range of metrics to assess the impact of actions put in place since our Asset Management Market Study in 2016.