Publications

Showing 151 to 160 of 286 search results.

151. FCA Data Bulletin: Issue 10 - September 2017 [pdf]

     Data

     Published: 08/09/2017

     This Data Bulletin for September 2017 focuses on the latest retirement income market trends and includes a summary update of the FCA and FCA Practitioner Panel firm survey.

152. Data Bulletin: September 2017 - Retirement income market trends

     Data

     Published: 08/09/2017

     Last modified: 21/08/2019

     The tenth issue of our Data Bulletin focuses on the latest retirement income market trends and includes a summary update of the FCA and FCA Practitioner Panel firm survey.

153. FCA Data Bulletin issue 10 - underlying data [xlsx]

     Data

     Published: 08/09/2017

     Underlying data for retirement income data collection and firm feedback questionnaire.

154. FCA Q1 17/18 Number of skilled person reports commissioned [pdf]

     Data

     Published: 01/08/2017

     Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.

155. FCA Data Bulletin: Issue 9 - May 2017 [pdf]

     Data

     Published: 25/05/2017

     This May 2017 edition of the FCA's Data Bulletin focuses on the retail intermediary sector and provides a useful insight into the activities of these firms.

156. FCA Data Bulletin issue 9 - underlying data [xlsx]

     Data

     Published: 25/05/2017

     Underlying data for Retail Mediation Activities Return (RMAR) 2013-2016.

157. Data Bulletin: May 2017 - Retail intermediary sector

     Data

     Published: 25/05/2017

     Last modified: 21/08/2019

     This issue focuses on the retail intermediary sector and provides a useful insight into the activities of these firms.

158. FCA Q4 16/17 Number of skilled persons report commissioned [pdf]

     Data

     Published: 02/05/2017

     Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.

159. Aggregate complaints data 2016 H2 [xlsx]

     Data

     Published: 26/04/2017

     Aggregate sector wide firm complaints data for 2016 H2. Including opened, closed, upheld, speed of closure and redress.

160. Firm level complaints data 2016 H2 [xlsx]

     Data

     Published: 26/04/2017

     Firm level complaints data 2016 H2. For firms submitting 500 or more opened complaints within their six month reporting period, 1,000 or more if they have an annual reporting period. Contains opened, closed, upheld and speed of closure.