Publications

Showing 161 to 170 of 286 search results.

161. Aggregate complaints data charts 2016 H2 [pdf]

     Data

     Published: 26/04/2017

     These charts look at highlights for 2016 H2, total complaints as a ratio of the context measure for each type of product, causes of complaints 2016 H2, complaints by product group 2016 H2, percentage of complaints upheld by product group 2016 H2,

162. List of society prosecutions 2016 [pdf]

     Data

     Published: 29/03/2017

     Societies have been prosecuted for failing to submit an annual return and accounts in 2016.

163. List of society cancellations 2016 [pdf]

     Data

     Published: 29/03/2017

     Societies that have had their registration cancelled for failing to submit an annual return and account in 2016.

164. Societies prosecuted in 2016 [pdf]

     Data

     Published: 27/03/2017

     Societies that have been prosecuted for failing to submit an annual return and accounts in 2016.

165. FCA Data Bulletin: Issue 8 - February 2017 [pdf]

     Data

     Published: 23/02/2017

     This edition of the FCA's Data Bulletin looks at insights from the FCA Consumer Contact Centre and the latest trends in the retirement income market.

166. FCA Data Bulletin issue 8 - underlying data [xlsx]

     Data

     Published: 23/02/2017

     Underlying data for insights from the FCA Consumer Contact Centre and latest trends in the retirement income market.

167. Data Bulletin: February 2017 - Consumer contact centre

     Data

     Published: 23/02/2017

     Last modified: 13/08/2021

     This edition focuses on insights from the FCA's consumer contact centre, as well as the latest trends in the retirement income market.

168. Suspicious transaction and order reports (STOR) figures 2016 [pdf]

     Data

     Published: 20/02/2017

     Number of Suspicious Transaction Reports (STRs) Received under the Market Abuse Directive (Directive 2003/6/EC) by the FCA for 3 July to 31 December 2016.

169. FCA Q3 16/17 Number of skilled person reports commissioned [pdf]

     Data

     Published: 01/02/2017

     Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.

170. MiFID Investment Only Supplement Form [docx]

     Forms Firm and market data Retail banking Retail investments Retail lending General insurance and protection Investment management Pensions and retirement income

     Published: 13/01/2017