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Financial promotions quarterly data 2021 Q2
The FCA publishes data on the number of financial promotions that have been amended or withdrawn due to non-compliance with the FCA's rules. This data is for 2021 Q2. -
Retail Investments Product Sales Data (PSD) Tables 2020 [xlsx]
The FCA collects data from the firms it regulates on what products they are selling. Firms operating in the retail investments sector submit product transaction data to us quarterly. These tables are for 2020. -
Firms and individuals authorised to provide retail investment advice - May 2021
The FCA responds to multiple questions on firms and individuals authorised to provide retail investments advice. -
Aggregate complaints data to 2020 H2 [xlsx]
Aggregate sector wide firm complaints data for 2020 H2. Including opened, closed, upheld, speed of closure and redress. -
Firm level complaints data 2020 H2 [xlsx]
Firm level complaints data 2020 H2. For firms submitting 500 or more opened complaints within their six month reporting period, 1,000 or more if they have an annual reporting period. Contains opened, closed, upheld and speed of closure. -
Aggregate complaints data: 2020 H2
This page focuses on complaints that financial services firms reported to us during the second half (H2) of 2020, between 1 July and 31 December 2020. This includes the latest trends and analysis by product group. -
Information on retail investment advice firms - April 2021
The FCA provides data on firms that it categorises as financial advisers that were newly authorised in the years in question. -
Financial promotions quarterly data 2021 Q1
The FCA publishes data on the number of financial promotions that have been amended or withdrawn due to non-compliance with the FCA's rules, this data is for 2021 Q1. -
Investment firms with FCA permissions - March 2021
The FCA provides a list of investment firms with permission to deal with investments. -
Financial Lives Survey 2020: Weighted data tables: Volume 13 - Risk and Return [xlsx]
These are the weighted data tables from the Risk and Return section of the Financial lives 2020 survey. The survey gives detailed information on UK adults, their product holding, attitudes and engagement with financial providers.