Publications

Showing 111 to 120 of 280 search results.

111. Information on Alternative Investment Fund Manager (AIFM) populations - February 2021

     FOI releases

     Published: 02/02/2021

     Last modified: 25/10/2022

     The FCA provides data on FCA authorised Alternative Investment Fund Manager (AIFM) firms.

112. Consumer investments data review 2020

     Data

     Published: 18/01/2021

     Last modified: 23/07/2026

     A summary of the FCA's work to tackle consumer harm in the investment market, between 1 January and 31 October 2020.

113. The coronavirus (Covid-19) financial resilience survey data

     Data

     Published: 07/01/2021

     Last modified: 07/01/2021

     The results from the FCA's financial resilience surveys that were sent to 23,000 regulated firms. Through the surveys the FCA is understanding the real-time effect the pandemic is having on the finances of the firms it prudentially regulates.

114. Aggregate complaints data to 2020 H1 [xlsx]

     Data

     Published: 15/12/2020

     Aggregate sector wide firm complaints data for 2020 H1. Including opened, closed, upheld, speed of closure and redress.

115. Firm level complaints data 2020 H1 [xlsx]

     Data

     Published: 15/12/2020

     Firm level complaints data 2020 H1. For firms submitting 500 or more opened complaints within their six month reporting period, 1,000 or more if they have an annual reporting period. Contains opened, closed, upheld and speed of closure.

116. Aggregate complaints data: 2020 H1

     Data

     Published: 15/12/2020

     Last modified: 14/01/2026

     This page focuses on complaints that financial services firms reported to us during the first half (H1) of 2020, between 1 January and 30 June 2020. This includes the latest trends and analysis by product group.

117. Information about firms giving up permissions since the ban on contingent charging - December 2020

     FOI releases

     Published: 11/12/2020

     Last modified: 25/10/2022

     The FCA provides information about firms giving up their permissions as a whole or their DB permissions since the FCA decided to ban contingent charging in June 2020.

118. Number of UK investment firms and categories information - October 2020

     FOI releases

     Published: 05/10/2020

     Last modified: 25/10/2022

     FCA provides information on the number of UK investment firms and by category.

119. The retail intermediary market 2019

     Data

     Published: 23/07/2020

     Last modified: 04/08/2026

     This page provides the FCA's analysis of the intermediary sector in 2019 based on data drawn from the Retail Mediation Activities Return (RMAR).

120. The retail intermediary market 2019 underlying data [xlsx]

     Data

     Published: 23/07/2020

     Underlying data for the FCA's Retail Mediation Activities Return (RMAR) 2019.