Publications

Showing 171 to 180 of 280 search results.

171. MiFID Investment Only Supplement Form [docx]

     Forms Firm and market data Retail banking Retail investments Retail lending General insurance and protection Investment management Pensions and retirement income

     Published: 13/01/2017

172. Progress of sales through stages of the review [pdf]

     Data

     Published: 03/11/2016

     Last modified: 04/11/2016

     Progress of interest rate hedging product sales through stages of the review as at 30 September 2016.

173. FCA Q2 16/17 Number of skilled person reports commissioned [pdf]

     Data

     Published: 01/11/2016

     Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.

174. Retail Investments Product Sales Data (PSD) Tables 2016 [xlsx]

     Data

     Published: 28/10/2016

     The FCA collects data from the firms it regulates on what products they are selling. Firms operating in the retail investments sector submit product transaction data to us quarterly. These tables are for 2016.

175. Data Bulletin: October 2016

     Data

     Published: 28/10/2016

     Last modified: 06/09/2018

     This edition of the FCA's Data Bulletin look at the the retail intermediary sector, latest trends in the retirement income market and reports feedback from firms about the FCA.

176. FCA Data Bulletin issue 7 - underlying data [xlsx]

     Data

     Published: 28/10/2016

     Underlying data for the retail intermediary sector, latest trends in the retirement income market, and feedback from firms about the FCA.

177. FCA Data Bulletin: Issue 7 - October 2016 [pdf]

     Data

     Published: 28/10/2016

     This October 2016 issue of the Data Bulletin looks at the retail intermediary sector and latest trends in the retirement income market as well as feedback from firms about the FCA

178. Complaints data 2016 H1 summary info [pdf]

     Data

     Published: 06/10/2016

     Latest statistics summary for complaints data for 2016 H1.

179. Aggregate complaints data 2015 H2 [pdf]

     Data

     Published: 06/10/2016

     Commentary on the aggregate sector wide firm complaints data for 2015 H2. Including opened, closed, upheld, speed of closure and redress.

180. Firm level complaints data 2016 H1 [xlsx]

     Data

     Published: 06/10/2016

     Firm level complaints data 2016 H1. For firms submitting 500 or more opened complaints within their six month reporting period, 1,000 or more if they have an annual reporting period. Contains opened, closed, upheld and speed of closure.