Publications

Showing 71 to 80 of 280 search results.

71. Retail intermediary market interactive analysis 2021

    Data

    Published: 21/07/2022

    Last modified: 21/07/2022

    This page provides the FCA's interactive dashboard of the intermediary sector, based on the 2021 data drawn from the Retail Mediation Activities Return (RMAR).

72. Information on data on LTAF related applications - July 2022

    FOI releases

    Published: 21/07/2022

    Last modified: 24/07/2023

    The FCA provides information on information on applications for authorisation (funds).

73. Information on crypto asset research - July 2022

    FOI releases

    Published: 20/07/2022

    Last modified: 24/07/2023

    The FCA answers questions about the value of crypto holdings (approximately chart 9) of the FCA's Crypto Asset Research document.

74. Information on freezing orders under POCA - July 2022

    FOI releases

    Published: 16/07/2022

    Last modified: 25/07/2023

    The FCA provides information on freezing under POCA.

75. Retail Investments Product Sales Data (PSD) Tables 2021 [xlsx]

    Data

    Published: 28/06/2022

    The FCA collects data from the firms it regulates on what products they are selling. Firms operating in the retail investments sector submit product transaction data to us quarterly. These tables are for 2021.

76. Information on investigations concerning Cum-Ex trades - June 2022

    FOI releases

    Published: 10/06/2022

    Last modified: 25/10/2022

    The FCA anwers mutiple questions on investigations relating to Cum-Ex trades.

77. Aggregate complaints data to 2021 H2 [xlsx]

    Data

    Published: 28/04/2022

    Aggregate sector wide firm complaints data for 2021 H2. Including opened, closed, upheld, speed of closure and redress.

78. Firm level complaints data 2021 H2 [xlsx]

    Data

    Published: 28/04/2022

    Firm level complaints data 2021 H2. For firms submitting 500 or more opened complaints within their six month reporting period, 1,000 or more if they have an annual reporting period. Contains opened, closed, upheld and speed of closure.

79. Aggregate complaints data: 2021 H2

    Data

    Published: 28/04/2022

    Last modified: 14/01/2026

    This page focuses on complaints that financial services firms reported to us during the first half (H2) of 2021, between 1 July and 31 December 2021. This includes the latest trends and analysis by product group.

80. Financial promotions quarterly data 2022 Q1

    Data

    Published: 27/04/2022

    Last modified: 22/07/2022

    We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for January 2022 to 31 March 2022.