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Showing 141 to 150 of 655 search results.

  1. Change of Legal Status - Deed poll [docx]

    Forms

    Published: 20/05/2021

    Change of Legal Status - Deed poll

  2. MIFIDPRU application forms [pdf]

    Forms

    Published: 19/04/2021

    MIFIDPRU application forms

  3. Reporting forms for CP2 [pdf]

    Forms

    Published: 19/04/2021

    Reporting forms for CP2

  4. MIFIDPRU notification forms [pdf]

    Forms

    Published: 19/04/2021

    MIFIDPRU notification forms

  5. Supplement for securities and futures firms (complex) – notes [doc]

    Forms

    Published: 18/03/2021

    Last modified: 06/11/2023

    These notes help answer questions in the Supplement for securities and futures firms (complex) form. It also helps explain why we require the information we ask you for.

  6. Supplement for firms selling investment and home finance [doc]

    Forms

    Published: 18/03/2021

    Last modified: 06/11/2023

    This supplement collects information that is specific to the type of business that the applicant firm is applying for.

  7. Application for authorisation - Supplement for firms selling investments and non-investment insurance contracts (notes) [doc]

    Forms

    Published: 18/03/2021

    Last modified: 06/11/2023

    Notes to help you fill in the supplement correctly.

  8. TPR to SRO cancellation form (FSMA) [docx]

    Forms

    Published: 03/03/2021

    Use this form to apply under FSMA to cancel a temporary permission within the financial services contracts regime.

  9. Funeral plan authorisation form [pdf]

    Forms

    Published: 02/03/2021

    Last modified: 24/01/2022

    FCA authorisation application form for funeral plan providers and funeral plan intermediaries.

  10. Market Data Processor (MDP) disconnection form [docx]

    Forms

    Published: 25/01/2021

    All applicants are required to provide details to disconnect from the MDP for some or all of the market data types for which they have previously been activated
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