Publications

Showing 261 to 270 of 655 search results.

261. MiFID Fees and Levies Supplement Form: Retail [docx]

     Forms

     Published: 09/08/2018

262. Welsh Complaints Form: Cwynion yn erbyn y rheoleiddiwr [docx]

     Forms

     Published: 03/08/2018

263. Welsh Website Weedback: Abdorth Gwefan [docx]

     Forms

     Published: 03/08/2018

264. Welsh Scheme Feedback Form: Ffurflen adborth cynllun [docx]

     Forms

     Published: 03/08/2018

265. REP018 Operational and security risk reporting form [xlsx]

     Forms

     Published: 06/07/2018

     Last modified: 11/09/2019

266. mifid-corporate-notification-for-change-in-controller.doc [doc]

     Forms

     Published: 06/07/2018

     Last modified: 17/01/2025

     mifid-corporate-notification-for-change-in-controller.doc

267. mifid-trust-notification-for-change-in-controller.doc [doc]

     Forms

     Published: 06/07/2018

     Last modified: 20/01/2025

     mifid-trust-notification-for-change-in-controller.doc

268. mifid-partnership-notification-for-change-in-controller.doc [doc]

     Forms

     Published: 06/07/2018

     Last modified: 17/01/2025

     mifid-partnership-notification-for-change-in-controller.doc

269. MDP Administrator User registration form [docx]

     Forms

     Published: 25/06/2018

270. Form 261C: Joint application for an order declaring a contractual scheme to be authorised and notification under AIFMD of a new fund under management [docx]

     Forms

     Published: 22/06/2018

     Last modified: 04/08/2026

     Joint application for an order declaring a contractual scheme to be authorised and notification under AIFMD of a new fund under management (where applicable).