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Showing 271 to 280 of 655 search results.

  1. Form 9 [doc]

    Forms

    Published: 22/06/2018

    Notification of a proposal for a domestic UCITS merger under regulation 9 of The Undertakings for Collective Investment in Transferable Securities Regulations 2011

  2. Form 21: Notification of certain changes for an ICVC under regulation 21 of the Open-Ended Investment Companies Regulations 2001 [doc]

    Forms

    Published: 22/06/2018

    Notification of certain changes for an ICVC under regulation 21 of the Open-Ended Investment Companies Regulations 2001.

  3. Form 251: Notification of certain changes for an Authorised Unit Trust under section 251 of the Financial Services and Markets Act 2000 [doc]

    Forms

    Published: 22/06/2018

    Notification of certain changes for an Authorised Unit Trust under section 251 of the Financial Services and Markets Act 2000.

  4. Form 242: Joint application for an order declaring a unit trust scheme to be authorised and notification under AIFMD of a new fund under management [doc]

    Forms

    Published: 22/06/2018

    Joint application for an order declaring a unit trust scheme to be authorised and notification under AIFMD of a new fund under management (where applicable).

  5. Form 12: Application for an order declaring an investment company with variable capital to be authorised and notification under AIFMD of a new fund under management [doc]

    Forms

    Published: 22/06/2018

    Application for an order declaring an investment company with variable capital to be authorised and notification under AIFMD of a new fund under management (where applicable).

  6. Form 261Q: Notification of certain changes for an Authorised Contractual Scheme under section 261Q of the Financial Services and Markets Act 2000 [doc]

    Forms

    Published: 22/06/2018

    Notification of certain changes for an Authorised Contractual Scheme under section 261Q of the Financial Services and Markets Act 2000.

  7. Form 283A [doc]

    Forms

    Published: 22/06/2018

    Application for approval of certain changes for a UCITS scheme under section 283A of the Financial Services and Markets

  8. MMF Checklist [docx]

    Forms

    Published: 21/06/2018

  9. Form MMF [docx]

    Forms

    Published: 21/06/2018

    Application for FCA authorisation of a Money Market Fund under Article 5 of the Money Market Funds Regulation and notification under Part 6 of the UK AIFM Regulations of a new fund under management (where applicable).

  10. Welsh freedom of information request form: Ffurflen gais Rhyddid Gwybodaeth [pdf]

    Forms

    Published: 13/06/2018

    Welsh freedom of information request form
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