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  1. Variation of Authorisation of a Data Reporting Services Provider (DRSP) form [docx]

    Forms

    Published: 11/12/2017

    This form is for DRSPs that wish to vary its authorisation to provide one or more additional data reporting services in accordance with Regulation 12(1) of the Data Reporting Services Regulations 2017.

  2. Data Reporting Services Provider (DRSP) Ad hoc notification form [docx]

    Forms

    Published: 11/12/2017

    Data Reporting Services Provider (DRSP) Ad hoc notification form

  3. Notification form for changes to the membership of the management body (Annex III) form [docx]

    Forms

    Published: 11/12/2017

    Last modified: 31/08/2022

    MiFID II Notification form for changes to the membership of the management body (Annex III) form

  4. Mutual societies member details form [pdf]

    Forms

    Published: 01/12/2017

  5. Mutual societies partial amendment example [pdf]

    Forms

    Published: 01/12/2017

  6. Mutual societies auditor’s certificate form [pdf]

    Forms

    Published: 01/12/2017

  7. Remuneration - exclusions for material risk takers [xlsx]

    Forms

    Published: 08/11/2017

    Last modified: 08/11/2017

  8. MLR individual form - guidance notes [docx]

    Forms

    Published: 07/11/2017

    Last modified: 31/05/2018

  9. Trading halts information variables form [xlsx]

    Forms

    Published: 06/11/2017

  10. Trading venue reporting form – MiFID II Article 32/52 trading suspensions, removals and restorations [docx]

    Forms

    Published: 06/11/2017

    UK trading venues must communicate the decisions to suspend, remove or restore a financial instrument (and any relevant related derivatives) from trading to the FCA.
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