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Showing 371 to 380 of 655 search results.

  1. MiFID AIFM supplement form [docx]

    Forms

    Published: 27/01/2017

  2. MiFID Self Certification GEN Form [docx]

    Forms

    Published: 27/01/2017

  3. MiFID investment services and activities and investments types form [docx]

    Forms

    Published: 27/01/2017

    Last modified: 29/03/2022

    MiFID investment services and activities and investments types form.

  4. MiFID Authorisation Form [docx]

    Forms

    Published: 13/01/2017

    Last modified: 22/03/2022

    MiFID Authorisation Form

  5. MiFID IT Self Assessment Form [xls]

    Forms

    Published: 13/01/2017

  6. MiFID IT Controls Form [xlsx]

    Forms

    Published: 13/01/2017

  7. MiFID Annex for VOP Application Form [docx]

    Forms

    Published: 13/01/2017

    Last modified: 26/05/2022

    This MiFID Annex for VOP Applications can be used to provide information required by the RTS under 7(4) of MiFID II that has changed since your initial authorisation.

  8. MiFID ITS Annex II (List of Members of a Management Body) Form [docx]

    Forms

    Published: 13/01/2017

    Last modified: 22/03/2022

    MiFID ITS Annex II (List of Members of a Management Body) Form.

  9. MiFID Investment Only Supplement Form [docx]

    Forms Firm and market data Retail banking Retail investments Retail lending General insurance and protection Investment management Pensions and retirement income

    Published: 13/01/2017

  10. MiFID Controller Form: Trust [docx]

    Forms

    Published: 13/01/2017

    Last modified: 17/03/2022

    MiFID Controller Form: Trust
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