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Showing 381 to 390 of 655 search results.

  1. MiFID Checklist: Wholesale [docx]

    Forms

    Published: 13/01/2017

    Last modified: 13/12/2021

    MiFID wholesale checklist - application for authorisation

  2. MiFID Maturity Assessment Form [xlsx]

    Forms

    Published: 13/01/2017

  3. MiFID Self Certification 7 Form [docx]

    Forms

    Published: 13/01/2017

    Last modified: 30/12/2022

    MiFID Self Certification 7 Form.

  4. MiFID Self Certification 6 Form [docx]

    Forms

    Published: 13/01/2017

    MiFID Self Certification 6 Form.

  5. MiFID Investment Only Supplement Notes [docx]

    Forms

    Published: 13/01/2017

  6. MiFID Controller Form: Natural Persons [docx]

    Forms

    Published: 13/01/2017

    Last modified: 17/01/2025

    MiFID Controller Form: Natural Persons

  7. MiFID Annex II: Notification form for the list of members of the management body [docx]

    Forms

    Published: 13/01/2017

    Last modified: 17/03/2022

    MiFID Annex II: Notification form for the list of members of the management body form

  8. MiFID Annex I: Application form for a data reporting services provider [docx]

    Forms

    Published: 13/01/2017

    Last modified: 17/03/2022

    MiFID Annex I: Application form for a data reporting services provider

  9. MiFID AIFM Supplement Form [docx]

    Forms

    Published: 13/01/2017

    Last modified: 13/01/2017

  10. MiFID Fees and Levies Supplement Notes: Retail [docx]

    Forms

    Published: 13/01/2017

    Last modified: 01/10/2018

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