Publications

Showing 391 to 400 of 655 search results.

391. MiFID Fees and Levies Supplement Form: Wholesale [docx]

     Forms

     Published: 13/01/2017

392. MiFID Fees and Levies Supplement Notes: Wholesale [docx]

     Forms

     Published: 13/01/2017

393. MiFID Investment and Home Finance Supplement Form [docx]

     Forms

     Published: 13/01/2017

     Last modified: 09/12/2019

     Application for authorisation. Supplement for firms selling investments and home finance

394. MiFID Investment and Home Finance Supplement Notes [docx]

     Forms

     Published: 13/01/2017

395. MiFID Controller Form: Legal Persons and Partnerships [docx]

     Forms

     Published: 13/01/2017

     Last modified: 17/03/2022

     MiFID Controller Form: Legal Persons and Partnerships

396. MiFID Investment and Non Investment Insurance Contracts Supplement Form [docx]

     Forms

     Published: 13/01/2017

     Last modified: 28/09/2018

     MiFID Investment and Non Investment Insurance Contracts Supplement Form.

397. MiFID Investment and Non Investment Insurance Contracts Supplement Notes [docx]

     Forms

     Published: 13/01/2017

     Last modified: 22/03/2022

     MiFID Investment and Non Investment Insurance Contracts Supplement Notes.

398. MiFID Investment, Home Finance and Non-Investment Insurance Contracts Supplement Notes [docx]

     Forms

     Published: 13/01/2017

     Last modified: 22/03/2022

     MiFID Investment, Home Finance and Non-Investment Insurance Contracts Supplement Notes

399. MiFID Investment, Home Finance and Non-Investment Insurance Contracts Supplement Form [docx]

     Forms

     Published: 13/01/2017

     MiFID Investment, Home Finance and Non-Investment Insurance Contracts Supplement Form

400. EMIR Margin Intragroup Exemptions Single Pair Application Form [xlsx]

     Forms

     Published: 10/01/2017

     This form should be submitted by a counterparty applying to the Financial Conduct Authority (FCA) as relevant competent authority, to make use of the exemptions for intragroup transactions as defined in Article 11(8) and (9) of the UK European