Publications

Showing 531 to 540 of 654 search results.

531. Application for Registration of a Special Resolution for the Conversion of an Industrial and Provident Society into a Company - Notes [doc]

     Forms

     Published: 01/04/2013

     Last modified: 13/04/2017

     Mutual Societies Application Form

532. Sole trader appendix [doc]

     Forms

     Published: 01/04/2013

     Last modified: 01/04/2013

     This form should be completed only by sole traders intending to conduct mortgage and / or non-investment insurance business.

533. Supplement for advisers and arrangers of wholesale funds [doc]

     Forms

     Published: 01/04/2013

     Last modified: 06/11/2023

     Application for Authorisation

534. Standing Data [doc]

     Forms

     Published: 01/04/2013

     Last modified: 01/04/2013

     To update firm name and trading names, website address, accounting reference date, auditors, locum, contacts and addresses.

535. 7a Financial Resources [doc]

     Forms

     Published: 01/04/2013

     Last modified: 01/04/2013

     Appendix to Change of legal status application pack (including a request to cancel the Part 4A permission of existing firm)

536. Complaints form [pdf]

     Forms

     Published: 01/04/2013

     Last modified: 11/07/2016

     Complaints form

537. Checklist and declaration - insurance special purpose vehicles (ISPVs) [doc]

     Forms

     Published: 01/04/2013

     Last modified: 01/04/2013

     Application for Authorisation

538. Supplement for firms selling investments [doc]

     Forms

     Published: 01/04/2013

     Last modified: 06/11/2023

     Application for Authorisation

539. Bidding in emissions auctions [doc]

     Forms

     Published: 01/04/2013

     Last modified: 01/04/2013

     Variation of Permissions (VOP) Application

540. IT Controls Form [xlsm]

     Forms

     Published: 01/04/2013

     Last modified: 01/04/2013

     This form should be completed by technical and security professionals.