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Final Notice 2026: Monarch Sterling Limited [pdf]
This Final Notice refers to a failure to satisfy the suitability threshold condition. We imposed a cancellation. -
Final Notice 2026: Equity for Growth (Securities) Limited [pdf]
This Final Notice refers to breaches of COBS relating to misleading financial promotions in the Wholesale Financial Markets sector. The FCA issued a public censure. -
Final Notice 2026: SEAFRONT MOTORS LIMITED [pdf]
This Final Notice refers to a failure to satisfy the suitability threshold condition. We imposed a cancellation -
Final Notice 2026: Route 28 Ltd [pdf]
This Final Notice refers to a failure to satisfy the suitability threshold condition. We imposed a cancellation -
Final Notice 2026: Mr Dharmendra Devji Solanki [pdf]
This Final Notice refers to breaches of FIT related to a lack of fitness/propriety. We imposed a prohibition -
Final Notice 2026: Premier Research and Marketing [pdf]
This Final Notice refers to a failure to satisfy the suitability threshold condition. We imposed a cancellation. -
Final Notice 2026: Topups Loans Ltd [pdf]
“This Final Notice refers to a failure to satisfy the suitability threshold condition (COND 2.5). We imposed a cancellation” -
Final Notice 2026: The Claims Team Limited [pdf]
This Final Notice refers to a failure to satisfy the suitability threshold condition (COND 2.5). We imposed a cancellation -
Final Notice 2026: Mr Daniel Edwin Robert Pugh [pdf]
This Final Notice refers to breaches of FIT related to a lack of fitness/propriety. We imposed a prohibition. -
Final Notice 2026: CACEIS BANK (UK Branch) [pdf]
This Final Notice refers to breaches of PRIN 2 related to the risk of financial crime in the banking sector. It was issued on 19 June 2026. The firm agreed to make a voluntary payment, and we decided not to impose a fine as a result.