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Final Notice 2025: Barclays Bank UK plc [pdf]
This Final Notice (Barclays Bank UK plc) refers to breaches of Principle 3 and SYSC, related to failing to gather sufficient information to detect and prevent financial crime in the Corporate Banking sector. The FCA imposed a financial penalty. -
Final Notice 2025: David Arden [pdf]
This Final Notice refers to being knowingly concerned in contravention of Listing Rule 1.3.3R. We imposed a financial penalty. -
Final Notice 2025: Craig Donaldson [pdf]
This Final Notice refers to being knowingly concerned in contravention of Listing Rule 1.3.3R. We imposed a financial penalty. -
Final Notice 2025: Laurence Bishop (trading as Farnham Van Sales) [pdf]
This Final Notice refers to an application to annul the Authority’s decision to vary and/or cancel a firm’s Part 4A permission. We refused the application. -
Final Notice 2025: Monzo Bank Limited [pdf]
This Final Notice refers to breaches of PRIN 3 and s.55L of FSMA related to conduct in the retail banks -
Final Notice 2025: PARAM@ UK LTD [pdf]
This final notice refers to breaches of Electronic Money Regulations 2011 related to a failure to meet the conditions of registration. We imposed a cancellation. -
Final Notice 2025: Marta Kosciuk [pdf]
This Final Notice refers to breaches of FIT related to a lack of fitness and propriety. We imposed a prohibition and withdrew approval. -
Final Notice 2025: Compensate Yourself Ltd [pdf]
This Final Notice refers to breaches of COND. We imposed a cancellation of Part 4A permissions. -
Final Notice 2025: GC MOTORS (YORKSHIRE) LTD [pdf]
This Final Notice refers to a failure to satisfy the appropriate resources Threshold Condition. We imposed a cancellation. -
Final Notice 2025: Transfer Now Limited [pdf]
This Final Notice refers to a failure to comply with regulatory obligations and carry on payment service activities. We imposed a cancellation.