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Final Notice 2025: Barry Stevenson-Hamilton [pdf]
“This Final Notice refers to breaches of FIT related to a lack of fitness/propriety. We imposed a prohibition.” -
Final Notice 2025: SWIFT PAY GATE SOLUTIONS LIMITED [pdf]
This Notice of Decision refers to breaches of Payment Services Regulations 2017 related to the failure to meet the conditions of registration. We imposed a cancellation. -
Final Notice 2025: L R Kennedy Insurance Services [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the general insurance and protection sector. We imposed a cancellation -
Final Notice 2025: Instamoni Limited [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND 2.5) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2025: Carnu Limited [pdf]
This Final Notice refers to an application to annul the Authority’s decision to cancel a firm’s Part 4A permission. We refused the application. -
Final Notice 2025: Jennifer Everett (also known as Jennifer Everett-Stead) [pdf]
This Final Notice refers to breaches of FIT related to a lack of fitness/propriety in the consumer credit sector. We imposed a prohibition. -
Final Notice 2025: The London Metal Exchange (RIE) [pdf]
This Final Notice refers to breaches of the Recognised Investment Exchange and Recognised Clearing House sourcebook and the MiFID Regulatory Technical Standards relating to wholesale conduct in the Recognised Investment Exchanges sector. We imposed -
Final Notice 2025: Ponto Tech Ltd [pdf]
“This Final Notice refers to breaches of Payment Services Regulations 2017 related to the failure to meet the conditions of registration. We imposed a cancellation”. -
Final Notice 2025: Surjan Singh [pdf]
This Final Notice refers to breaches of FIT related to a lack of fitness/propriety in the investment bank sector. We imposed a prohibition order. -
Final Notice 2025: Andrew James Pearse [pdf]
This Final Notice refers to breaches of FIT related to a lack of fitness/propriety in the investment bank sector. The FCA imposed a prohibition order.