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Showing 1481 to 1490 of 3616 search results.

  1. Final Notice 2016: Ross Tony Peters [pdf]

    Final notices

    Published: 01/11/2016

    This final notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition.

  2. Final Notice 2016: Aaron Lee Petrou [pdf]

    Final notices

    Published: 01/11/2016

    This final notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition.

  3. Final notice 2016: Anthony Burton [pdf]

    Final notices

    Published: 27/10/2016

    This final notice refers to breaches of PRIN 11 and SUP related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  4. Final Notice 2016: Elite Sports Cars Limited [pdf]

    Final notices

    Published: 27/10/2016

    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  5. Final Notice 2016: Robin Cawley [pdf]

    Final notices

    Published: 26/10/2016

    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  6. Final Notice 2016: Mohammed Wajid [pdf]

    Final notices

    Published: 26/10/2016

    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  7. Final Notice 2016: Bradley Bailey [pdf]

    Final notices

    Published: 26/10/2016

    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  8. Final Notice 2016: The Heating Design Centre (James Gary Law trading as) [pdf]

    Final notices

    Published: 26/10/2016

    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  9. Final Notice 2016: Justin Pollington-Woods [pdf]

    Final notices

    Published: 26/10/2016

    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  10. Final Notice: Kathryn Clark [pdf]

    Final notices

    Published: 25/10/2016

    This final notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition and withdrawal.
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