Publications

Showing 1531 to 1540 of 3616 search results.

1531. Final notice 2016: H Finnikin [pdf]

      Final notices

      Published: 21/07/2016

      Last modified: 21/07/2016

      This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

1532. Final notice 2016: Gavin Breeze [pdf]

      Final notices

      Published: 15/07/2016

      Last modified: 15/07/2016

      This final notice refers to breaches of s.118(2) and (3) Financial Services and Markets Act 2000 related to market abuse in the issuer sector. We imposed a fine, required restitution and a public censure.

1533. Final notice 2016: Crimson Car Sales [pdf]

      Final notices

      Published: 14/07/2016

      Last modified: 14/07/2016

      This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

1534. Final notice 2016: Prestige Motor Base Limited [pdf]

      Final notices

      Published: 14/07/2016

      Last modified: 14/07/2016

      This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

1535. Final notice 2016: Hunt Communications UK Limited [pdf]

      Final notices

      Published: 14/07/2016

      Last modified: 14/07/2016

      This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

1536. Final notice 2016: Timothy Duncan Philip [pdf]

      Final notices

      Published: 13/07/2016

      Last modified: 13/07/2016

      This final notice refers to breaches of APER 6 and FIT related to a lack of fitness and propriety and client money/assets in the general insurance and protection sector. We imposed a fine and prohibition.

1537. Final notice 2016: Edge Performance 10 Limited [pdf]

      Final notices

      Published: 13/07/2016

      Last modified: 13/07/2016

      This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

1538. Final notice 2016: Mark Andrew Walker [pdf]

      Final notices

      Published: 13/07/2016

      Last modified: 13/07/2016

      This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

1539. Final notice 2016: Volpe Capital Management LLP [pdf]

      Final notices

      Published: 13/07/2016

      Last modified: 21/07/2016

      This final notice refers to a breach of PRIN 11 related to failing to be open and co-operative in the investment adviser sector. We imposed a cancellation.

1540. Final notice 2016: Towergate Underwriting Group Limited [pdf]

      Final notices

      Published: 13/07/2016

      Last modified: 13/07/2016

      This final notice refers to breaches of PRIN 3, PRIN 10 and CASS related to client money/assets in the general insurance and protection sector. We imposed a fine.