Publications

Showing 1541 to 1550 of 3616 search results.

1541. Final notice 2016: Russell Blakey [pdf]

      Final notices

      Published: 30/06/2016

      Last modified: 30/06/2016

      This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

1542. Final notice 2016: Cult Racing Limited [pdf]

      Final notices

      Published: 30/06/2016

      Last modified: 30/06/2016

      This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

1543. Final notice 2016: Trevor John Fry [pdf]

      Final notices

      Published: 30/06/2016

      Last modified: 30/06/2016

      This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

1544. Final notice 2016: Dual Mortgage Brokers [pdf]

      Final notices

      Published: 29/06/2016

      Last modified: 29/06/2016

      This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative and threshold conditions in the general insurance and protection sector. We imposed a cancellation.

1545. Final notice 2016: GB Financial Consultancy Limited [pdf]

      Final notices

      Published: 29/06/2016

      Last modified: 29/06/2016

      This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative and threshold conditions in the general insurance and protection sector. We imposed a cancellation.

1546. Final notice 2016: Park Grove Financial Management Limited [pdf]

      Final notices

      Published: 27/06/2016

      Last modified: 27/06/2016

      This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the general insurance and protection sector. We imposed a cancellation.

1547. Final notice 2016: Secure Property Consultants Limited [pdf]

      Final notices

      Published: 24/06/2016

      Last modified: 24/06/2016

      This final notice refers to breaches of COND 2.3, COND 2.4, COND 2.5, COND 2.7, PRIN 11 related to failing to satisfy Threshold Conditions for Part 4A authorisation in the consumer credit sector. We imposed a refusal.

1548. Final notice 2016: Mr Kevin Clarke [pdf]

      Final notices

      Published: 21/06/2016

      Last modified: 21/06/2016

      This final notice refers to breaches of PRIN 11 and COND related to failing to be open and co-operative and a lack of fitness/propriety in the consumer credit sector. We imposed a refusal.

1549. Final notice 2016: GGK Investments Limited [pdf]

      Final notices

      Published: 15/06/2016

      Last modified: 15/06/2016

      This final notice refers to breaches of PRIN 4, COND and INPRU-INV related to threshold conditions in the investment adviser sector. We imposed a cancellation.

1550. Final notice 2016: Gethin Car Sales [pdf]

      Final notices

      Published: 14/06/2016

      Last modified: 15/06/2016

      This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation