Publications

Showing 1571 to 1580 of 3616 search results.

1571. Final notice 2016: ABC Insolvency Services Limited [pdf]

      Final notices

      Published: 27/04/2016

      Last modified: 27/04/2016

      This final notice refers to breaches of COND and PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a refusal.

1572. Final notice 2016: Lester Evans [pdf]

      Final notices

      Published: 15/04/2016

      Last modified: 15/04/2016

      This final notice refers to breaches of PRIN 11 and COND related to failing to be open and cooperative and threshold conditions in the general insurance and protection sector. We imposed a cancellation.

1573. Final notice 2016: M I Wealth Management Limited [pdf]

      Final notices

      Published: 15/04/2016

      Last modified: 15/04/2016

      This final notice refers to breaches of PRIN 11 and COND related to failing to be open and cooperative and threshold conditions in the general insurance and protection sector. We imposed a cancellation.

1574. Final notice 2016: David Michael Sayer trading as D M Sayer and Co (Insurance) [pdf]

      Final notices

      Published: 15/04/2016

      Last modified: 15/04/2016

      This final notice refers to breaches of PRIN 11 and COND related to failing to be open and cooperative and threshold conditions in the general insurance and protection sector. We imposed a cancellation.

1575. Final notice 2016: Glyn Goodyear [pdf]

      Final notices

      Published: 14/04/2016

      Last modified: 14/04/2016

      This final notice refers to breaches of PRIN 6, PRIN 11, COND and DISP related to failing to be open and co-operative, unfair treatment of customers and threshold conditions in the consumer credit sector. We imposed a cancellation.

1576. Final notice 2016: Mr Paul White [pdf]

      Final notices

      Published: 12/04/2016

      Last modified: 12/04/2016

      This final notice refers to breaches of FIT related to a lack of fitness/propriety in the investment bank sector. We imposed a prohibition and public censure.

1577. Final notice 2016: Timothy Alan Roberts [pdf]

      Final notices

      Published: 08/04/2016

      Last modified: 11/04/2016

      This final notice refers to breaches of APER 1 and APER 6 related to the unfair treatment of customers in the investment adviser sector. We imposed a fine and prohibition.

1578. Final notice 2016: BN1 Cars Ltd [pdf]

      Final notices

      Published: 24/03/2016

      Last modified: 24/03/2016

      This final notice refers to breaches of COND and TC, failing to be open and co-operative. We imposed a refusal.

1579. Final notice 2016: JPB Audio Visual Limited [pdf]

      Final notices

      Published: 21/03/2016

      Last modified: 21/03/2016

      The case concerns breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

1580. Final notice 2016: Aaron Cooper [pdf]

      Final notices

      Published: 16/03/2016

      Last modified: 16/03/2016

      This final notice refers to breaches of COND and PRIN 11 related to Threshold Conditions, Failing to be open and co-operative in the consumer credit sector. We imposed a refusal.