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Showing 1581 to 1590 of 3616 search results.

  1. Final notice 2016: Pacific Continental Securities (UK) Limited (In Liquidation) [pdf]

    Final notices

    Published: 15/03/2016

    Last modified: 17/03/2016

    This final notice refers to breaches of Prin 4, Cond and IPRU-INV related to threshold conditions in the investment advisor sector. We imposed a cancellation.

  2. Final notice 2016: PDHL Limited [pdf]

    Final notices

    Published: 10/03/2016

    Last modified: 10/03/2016

    This final notice refers to numerous breaches of CONC Chapter 8 related to an inability to meet Threshold Condition 2D (appropriate non-financial resources) and 2E (Suitability) in the Consumer Credit: Debt Management sector. We imposed a refusal of

  3. Final notice 2016: Yswiriant Celtic Insurance [pdf]

    Final notices

    Published: 08/03/2016

    Last modified: 08/03/2016

    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the general insurance and protection sector. We imposed a cancellation.

  4. Final notice 2016: Peter Charles Bottomley [pdf]

    Final notices

    Published: 08/03/2016

    Last modified: 08/03/2016

    This final notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition.

  5. Final notice 2016: Cga Insurance Services Limited [pdf]

    Final notices

    Published: 08/03/2016

    Last modified: 08/03/2016

    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the general insurance and protection sector. We imposed a cancellation.

  6. Final notice 2016: Geoffrey Harold Arthur Fincher [pdf]

    Final notices

    Published: 08/03/2016

    Last modified: 08/03/2016

    This final notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition.

  7. Final notice 2016: Premier Dental Limited [pdf]

    Final notices

    Published: 03/03/2016

    Last modified: 03/03/2016

    This final notice refers to breaches of Principle 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  8. Final notice 2016: James Kirkwood [pdf]

    Final notices

    Published: 03/03/2016

    Last modified: 03/03/2016

    This final notice refers to breaches of Principle 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  9. Final notice 2016: Abbas Khan trading as Parry Lane Services [pdf]

    Final notices

    Published: 03/03/2016

    Last modified: 03/03/2016

    This final notice refers to breaches of Principle 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  10. Final notice 2016: Good Motors Limited [pdf]

    Final notices

    Published: 03/03/2016

    Last modified: 03/03/2016

    This final notice refers to breaches of Principle 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.
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