Publications

Showing 1671 to 1680 of 3616 search results.

1671. Final Notice 2015: United Forex Limited [pdf]

      Final notices

      Published: 05/08/2015

      Last modified: 05/08/2015

      This final notice refers to breaches of PSR, related to failing to be open and co-operative in the payment services sector. We imposed a cancellation.

1672. Final Notice 2015: MGI Asset Management Limited [pdf]

      Final notices

      Published: 05/08/2015

      Last modified: 05/08/2015

      This final notice refers to breaches of PRIN 11, related to threshold conditions and failing to be open and co-operative in the investment adviser sector. We imposed a cancellation.

1673. Final Notice 2015: Anseba Cafe & International Exchange Limited [pdf]

      Final notices

      Published: 05/08/2015

      Last modified: 05/08/2015

      This final notice refers to breaches of PSR, related to failing to be open and co-operative in the payment services sector. We imposed a cancellation.

1674. Final Notice 2015: Lee Bruce Stewart [pdf]

      Final notices

      Published: 30/07/2015

      Last modified: 30/07/2015

      This final notice refers to breaches of FIT related to lack of fitness/propriety in the trading firms sector. We imposed a prohibition.

1675. Final Notice 2015: Forexex Limited [pdf]

      Final notices

      Published: 24/07/2015

      Last modified: 24/07/2015

      This final notice refers to breaches of Payment Services Regulations 2009, Regulation 13, related to lack of fitness/propriety and failing to be open and co-operative with the Authority. We imposed a refusal of the firm’s application for

1676. Final Notice 2015: Sylhet Links Limited [pdf]

      Final notices

      Published: 21/07/2015

      Last modified: 21/07/2015

      This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment services sector. We imposed a cancellation.

1677. Final Notice 2015: Andrew Paul Condren [pdf]

      Final notices

      Published: 15/07/2015

      Last modified: 15/07/2015

      This final notice refers to breaches of FSMA related to no regulated activities for 12 months in the investment and home finance sector. We imposed a cancellation.

1678. Final Notice 2015: John Edward Duncan Field [pdf]

      Final notices

      Published: 15/07/2015

      Last modified: 15/07/2015

      This final notice refers to breaches of FIT related to lack of fitness/propriety in the investment adviser sector. We imposed a prohibition.

1679. Final Notice 2015: Paul Robertson trading as Tony Robertson Insurance [pdf]

      Final notices

      Published: 13/07/2015

      Last modified: 13/07/2015

      This final notice refers to breaches of PRIN 11 related to threshold conditions and failing to be open and co-operative in the mortgages sector. We imposed a cancellation.

1680. Final Notice 2015: The Motorhome Hire Network Limited [pdf]

      Final notices

      Published: 13/07/2015

      Last modified: 13/07/2015

      This final notice refers to breaches of PRIN 11 related to threshold conditions and failing to be open and co-operative in the general insurance and protection sector. We imposed a cancellation.