Publications

Showing 1761 to 1770 of 3616 search results.

1761. FCA Final Notice 2014: Douglas Carroll trading as City and Chartered Mortgage Services [pdf]

      Final notices

      Published: 28/08/2014

      Last modified: 07/04/2015

      This final notice refers to breaches of TC and SUP 16 related to transaction reporting in the general insurance and protection sector. We imposed a withdrawal.

1762. FCA Final Notice 2014: Deutsche Bank AG (“Deutsche”) [pdf]

      Final notices

      Published: 28/08/2014

      Last modified: 07/04/2015

      This final notice refers to breaches of SUP 17 related to transaction reporting in the investment bank sector. We imposed a fine.

1763. FCA Final Notice 2014: GS Cars (UK) Limited [pdf]

      Final notices

      Published: 28/08/2014

      Last modified: 07/04/2015

      This final notice refers to breaches of COND related to lack of fitness/propriety in the consumer credit sector. We imposed a refusal.

1764. FCA Final Notice 2014: Royal Bank of Scotland plc and National Westminster Bank Plc [pdf]

      Final notices

      Published: 27/08/2014

      Last modified: 07/04/2015

      This final notice refers to breaches of PRIN 2, PRIN 9, and MCOB related to mis-selling in the retail bank sector. We imposed a fine.

1765. FCA Final Notice 2014: Abdul Razzaq [pdf]

      Final notices

      Published: 14/08/2014

      Last modified: 07/04/2015

      This final notice refers to breaches of FIT related to financial crime, client money/assets, failing to be open and co-operative, and lack of fitness/propriety in the mortgages sector. We imposed a prohibition.

1766. FCA Final Notice 2014: UK2PK Limited [pdf]

      Final notices

      Published: 14/08/2014

      Last modified: 07/04/2015

      This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment services sector. We imposed a cancellation.

1767. FCA Final Notice 2014: RSA Mortgage Services [pdf]

      Final notices

      Published: 14/08/2014

      Last modified: 07/04/2015

      This final notice refers to breaches of COND related to financial crime, client money/assets, failing to be open and co-operative, and lack of fitness/propriety in the mortgages sector. We imposed a withdrawal.

1768. FCA Final Notice 2014: Codeway Finance Limited [pdf]

      Final notices

      Published: 14/08/2014

      Last modified: 07/04/2015

      This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment services sector. We imposed a cancellation.

1769. FCA Final Notice 2014: AL-Noor Corporation Limited [pdf]

      Final notices

      Published: 14/08/2014

      Last modified: 07/04/2015

      This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment services sector. We imposed a cancellation.

1770. FCA Final Notice 2014: Muhammad Irfan [pdf]

      Final notices

      Published: 12/08/2014

      Last modified: 07/04/2015

      This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment services sector. We imposed a cancellation.