Publications

Showing 1771 to 1780 of 3616 search results.

1771. FCA Final Notice 2014: David John Hewitt trading as Bexley Insurance Centre [pdf]

      Final notices

      Published: 12/08/2014

      Last modified: 07/04/2015

      This final notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance, intermediary sector. We imposed a cancellation.

1772. FCA Final Notice 2014: Go Transfer Limited [pdf]

      Final notices

      Published: 11/08/2014

      Last modified: 07/04/2015

      This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment services sector. We imposed a cancellation.

1773. FCA Final Notice 2014: Supercroft Trading Limited [pdf]

      Final notices

      Published: 11/08/2014

      Last modified: 07/04/2015

      This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment services sector. We imposed a cancellation.

1774. FCA Final Notice 2014: Stonebridge International Insurance Limited [pdf]

      Final notices

      Published: 07/08/2014

      Last modified: 07/04/2015

      This final notice refers to breaches of PRIN 3 and PRIN 6 related to unfair treatment of customers, mis-selling, and culture/governance in the general insurance and protection sector. We imposed a fine and redress.

1775. FCA Final Notice 2014: Lloyds Bank plc and Bank of Scotland plc [pdf]

      Final notices

      Published: 28/07/2014

      Last modified: 07/04/2015

      This final notice refers to breaches of PRIN 3 and PRIN 5 related to wholesale conduct, benchmarks, and conflicts of interest in the retail banks sector. We imposed a fine.

1776. FCA Final Notice 2014: Managed Debt Services Ltd [pdf]

      Final notices

      Published: 26/07/2014

      Last modified: 07/04/2015

      This final notice refers to breaches of TC and CONC related to threshold conditions in the consumer credit sector. We imposed a refusal.

1777. FCA Final Notice 2014: Debt Plan UK Ltd [pdf]

      Final notices

      Published: 26/07/2014

      Last modified: 07/04/2015

      This final notice refers to breaches of TC and CONC related to threshold conditions in the consumer credit sector. We imposed a refusal.

1778. FCA Final Notice 2014: Safe Transfer Limited [pdf]

      Final notices

      Published: 24/07/2014

      Last modified: 07/04/2015

      This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment services sector. We imposed a cancellation.

1779. FCA Final Notice 2014: Abacus Transfers Limited [pdf]

      Final notices

      Published: 24/07/2014

      Last modified: 07/04/2015

      This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment services sector. We imposed a cancellation.

1780. FCA Final Notice 2014: Bluerock Foreign Exchange Limited [pdf]

      Final notices

      Published: 24/07/2014

      Last modified: 07/04/2015

      This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment services sector. We imposed a cancellation.