Publications

Showing 1791 to 1800 of 3616 search results.

1791. FCA Final Notice 2014: Mohammed Dudu Miah [pdf]

      Final notices

      Published: 19/06/2014

      Last modified: 07/04/2015

      This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment systems sector. We imposed a cancellation.

1792. FCA Final Notice 2014: Biottha Limited [pdf]

      Final notices

      Published: 18/06/2014

      Last modified: 07/04/2015

      This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment systems sector. We imposed a cancellation.

1793. FCA Final Notice 2014: Currencies House Limited [pdf]

      Final notices

      Published: 18/06/2014

      Last modified: 07/04/2015

      This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment systems sector. We imposed a cancellation.

1794. FCA Final Notice 2014: Global Trading Scotland Limited [pdf]

      Final notices

      Published: 18/06/2014

      Last modified: 07/04/2015

      This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment systems sector. We imposed a cancellation.

1795. FCA Final Notice 2014: Al-Madina Travel & Finance Limited [pdf]

      Final notices

      Published: 18/06/2014

      Last modified: 07/04/2015

      This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment systems sector. We imposed a cancellation.

1796. FCA Final Notice 2014: Credit Suisse International [pdf]

      Final notices

      Published: 16/06/2014

      Last modified: 07/04/2015

      This final notice refers to breaches of PRIN 7 and COBS related to financial promotions, mis-selling, remuneration in the investment banks sector. We imposed a fine.

1797. FCA Final Notice 2014: Yorkshire Building Society [pdf]

      Final notices

      Published: 16/06/2014

      Last modified: 07/04/2015

      This final notice refers to breaches of PRIN 7 related to financial promotions in the building society sector. We imposed a fine.

1798. FCA Final Notice 2014: Mohammed Hasan trading as Baba Money [pdf]

      Final notices

      Published: 02/06/2014

      Last modified: 07/04/2015

      This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment systems sector. We imposed a cancellation.

1799. FCA Final Notice 2014: Knightsbridge Foreign Currency Exchange Limited [pdf]

      Final notices

      Published: 30/05/2014

      Last modified: 07/04/2015

      This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment systems sector. We imposed a cancellation.

1800. FCA Final Notice 2014: Mark Ian Warner trading as Advanced Financial Management [pdf]

      Final notices

      Published: 29/05/2014

      Last modified: 07/04/2015

      This final notice refers to breaches of PRIN 11 related to threshold conditions in the investment advisor sector. We imposed an OIVOP and a cancellation.